What's New

Date Title Division/Office
Litigation Release - Ichcoin Tech Corp. Enforcement
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session Trading and Markets
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for... Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Regarding Intermarket Sweep Orders Trading and Markets
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Rule Governing the Operation of a Proposed Step Up Mechanism (“SUM”) on the Exchange and to Make Conforming... Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Regarding Intermarket Sweep Orders Trading and Markets
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program Trading and Markets
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Regarding Intermarket Sweep Orders Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Regarding Intermarket Sweep Orders Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program Trading and Markets
Administrative Proceeding - ENERTECK CORPORATION Enforcement
Administrative Proceeding - ERHC Energy, Inc. Enforcement
Administrative Proceeding - INTREorg Systems, Inc. Enforcement
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt VIX Future-Option Orders Trading and Markets
Administrative Proceeding - INNOVATION PHARMACEUTICALS INC. Enforcement
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations Public Affairs
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Change, as Modified by Amendment No. 2, to Amend Its Rules to Extend Trading Hours for Certain Eligible Equity... Trading and Markets
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce the Exchange’s Order Entry Protocol Migration Program Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Program Trading and Markets
Observations Regarding Lost Securityholder Rule Compliance Examinations