What's New

Date Title Division/Office
Self-Regulatory Organizations; KalshiEX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products Trading and Markets
Self-Regulatory Organizations; Bitnomial Exchange, LLC; Notice of a Filing of a Proposed Rule Change Relating to Security Futures Product Listing Standards, Customer Margin and Related Rules Trading and Markets
Self-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Adoption of Coinbase Derivatives, LLC’s Rules Governing Cash Settled Futures on Individual Equity Securities.. Trading and Markets
Commission Opinion and Adjudicatory Order - Wilson-Davis & Co., Inc. and Byron B. Barkley Enforcement
Commission Opinion and Adjudicatory Order - Christopher Peter Tranchina Enforcement
Litigation Release - Ellen Polcari Enforcement
Administrative Proceeding - Hatteras Investment Partners, LP and David B. Perkins Enforcement
Administrative Proceeding - Philip Pursino and Pursino Advisory Group LLC Enforcement
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Implementation Schedule of Amendments to Schedule A to the FINRA By-Laws Adopted in... Trading and Markets
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Pause Assessment of the Trading Activity Fee Trading and Markets
Commission Opinions and Adjudicatory Order - DreamFunded Marketplace, LLC and Manuel Fernandez Enforcement
Remarks Before 12th Annual Government Enforcement Institute Enforcement
Commission Opinion and Adjudicatory Order - LZG International, Inc. Enforcement
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10 Clearly Erroneous Executions Trading and Markets
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options 10, Section 27, Influencing or Rewarding Employees of Others Trading and Markets
Administrative Proceeding - Manhattan Scientifics, Inc. Enforcement
Administrative Proceeding - Linktory Inc. Enforcement
No Action Letter - eToro USA Securities Inc. Trading and Markets
No Action Letter - Alpaca Securities LLC Trading and Markets
Remarks at the 24-Hour Trading Roundtable Agency-Wide