What's New

Date Title Division/Office
Investment Company Act Order: Lord Abbett Private Credit Fund, et al. Investment Management
Self-Regulatory Organizations; Texas Stock Exchange LLC; Order Declaring Effective a Minor Rule Violation Plan Trading and Markets
Investment Company Act Order: U.S. Bancorp Asset Management, Inc., et al. Investment Management
Litigation Release - Michael Bowen and Chol Kim a/k/a Brandon Kim Enforcement
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 22.3, Market Maker Class Appointments Trading and Markets
Commission Opinions and Adjudicatory Orders: No Borders, Inc. Enforcement
Money Market Fund Statistics- Supporting Data, May 2026 Investment Management
Money Market Fund Statistics, May 2026 Investment Management
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-28, on Transactions with Employees and Partners of Other Municipal... Trading and Markets
Litigation Release: Mingran Wang Enforcement
FASB Issues Proposed Update for Future* Version of U.S. GAAP Financial Reporting Taxonomy Related to Proposed ASU on the Accounting for Interest Rate and Net Investment Hedging Data Standards and Innovation
Administrative Proceeding: American Noble Gas, Inc. Enforcement
Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Rules to Accommodate Stop-Limit Complex Orders and Establish Stop Complex Order... Trading and Markets
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service Trading and Markets
Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service Trading and Markets
Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service Trading and Markets
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan to Address Extraordinary Market Volatility to Add Texas Stock Exchange LLC as a Participant Trading and Markets
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service Trading and Markets
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service Trading and Markets
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity To Establish Fees for its TNO Cross-Connect Service Trading and Markets