Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Mandatory Rulemaking ProvisionsThe SEC has adopted final rules for 67 mandatory rulemaking provisions of the Dodd-Frank Act.

Private Funds

Complete ( rulemaking provisions)

Executive Compensation

adopted, proposed

Volcker Rule

Complete ( rulemaking provision)

Asset-Backed Securities

adopted, proposed

Security-Based Swaps

adopted, proposed

Credit Rating Agencies

adopted

Clearing Agencies

Complete ( rulemaking provisions)

Specialized Disclosures

Complete ( rulemaking provisions)

Municipal Securities Advisors

Complete ( rulemaking provision)

Other

complete, proposed, remaining

adopted sections are shown in green

Adopted

proposed sections are shown in green

Proposed

Public CommentsView or submit public comments on SEC statutory mandates under the Dodd-Frank Act.

New OfficesThe SEC established all five new offices required under the Dodd-Frank Act.

Office of the Whistleblower

Office of Credit Ratings

Office of the Investor Advocate

Office of Minority and Women Inclusion

Office of Municipal Securities

Reports and StudiesThe SEC and its staff have issued dozens of studies and reports required under the Dodd-Frank Act.