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Data for Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934

The data that the Division of Risk, Strategy, and Financial Innovation used in conducting the Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934 is available below in CSV format:
  • Set #1 - SEC list subject to data availability, excluding OTC
     
  • Set #2 - Set #1 plus companies with ADRs or non-U.S. incorporation
     
  • Set #3 - Set #1 excluding companies not listed outside U.S.
     
  • Set #4 - Set #3 excluding companies with low trading volume outside the U.S.
     

 

http://www.sec.gov/news/studies/2012/929y-study-data.htm


Modified: 10/16/2014