The Office of Small Business Policy in the SEC’s Division of Corporation Finance assists companies seeking to raise capital through exempt or smaller registered offerings. Staff in the office answer interpretive questions on issues relating to smaller public companies, exempt offerings of securities, and other federal securities laws that may affect small businesses.
Staff in the office are happy to assist you with questions you may have regarding the federal securities laws. You may submit a request for interpretive advice using their online form. You also may contact the office staff using the information in the box below.
If you mail correspondence to the Office of Small Business Policy, please provide a phone number where the office staff may reach you.
Modified: July 12, 2019