Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. and Amendment No. 1 Thereto Relating to Agency Quotations and Access Fees

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Date Received
Date Letter Type Commenter Name
Public Comment Mike Cormack, Manager, Equity Trading, American Century Investment Mgt.
Public Comment Kenneth D. Pasternak, President and Walter F. Raquet, Chief Operating Officer, Knight Securities, Inc.
Public Comment Steve Swanson, President, Mt. Pleasant Brokerage Services, LP

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-99-16
Release Number
34-41343
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