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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99062 SEC Issue Date:Dec 1, 2023 File Number:SR-NYSEARCA-2023-81 SRO Organization:NYSE Arca (NYSEARCA) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
See Also - Exhibit 5
Release Number:34-99056 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSEAMER-2023-61 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-99057 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSECHX-2023-23 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-99047 SEC Issue Date:Nov 30, 2023 File Number:SR-MIAX-2023-46 SRO Organization:Miami International Securities Exchange, LLC (MIAX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
See Also - Exhibit 5
Release Number:34-99049 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSE-2023-45 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-99046 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSENAT-2023-27 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
See Also - Exhibit 5
Release Number:34-99045 SEC Issue Date:Nov 30, 2023 File Number:SR-CboeBZX-2023-095 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
Release Number:34-99044 SEC Issue Date:Nov 30, 2023 File Number:SR-NASDAQ-2023-049 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New LSTY Routing Option Under Rule 4758
See Also - Exhibit 5
Release Number:34-99042 SEC Issue Date:Nov 30, 2023 File Number:SR-NASDAQ-2023-048 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies
See Also - Exhibit 5
Release Number:34-99041 SEC Issue Date:Nov 29, 2023 File Number:SR-MIAX-2023-45 SRO Organization:Miami International Securities Exchange, LLC (MIAX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 517, Quote Types Defined
See Also - Exhibit 5