National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98475 | SEC Issue Date:Sep 21, 2023 | File Number:SR-NASDAQ-2023-037 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-037
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| Release Number:34-98474 | SEC Issue Date:Sep 21, 2023 | File Number:SR-CBOE-2023-048 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.87 and 8.21 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-98472 | SEC Issue Date:Sep 21, 2023 | File Number:SR-PEARL-2023-45 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt the NBBO Setter Plus Program and Eliminate Certain Other Rebates See Also - Exhibit 5 |
| Release Number: 34-98467 | SEC Issue Date:Sep 21, 2023 | File Number: SR-CboeBZX-2023-070 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. |
| Release Number:34-98458 | SEC Issue Date:Sep 20, 2023 | File Number:SR-NYSE-2023-29 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |
| Release Number:34-98457 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CboeBZX-2023-069 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| Release Number:34-98456 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-020 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent |
| Release Number:34-98455 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-019 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Seri |
| Release Number:34-98448 | SEC Issue Date:Sep 20, 2023 | File Number:SR-NYSENAT-2023-18 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |
| Release Number:34-98446 | SEC Issue Date:Sep 20, 2023 | File Number:SR-BOX-2023-24 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend the Language and Process Related to the Options Regulatory Fee See Also - Exhibit 5 |