National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98497 | SEC Issue Date:Sep 25, 2023 | File Number:SR-CboeBZX-2023-062 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, |
| Release Number:34-98495 | SEC Issue Date:Sep 25, 2023 | File Number:SR-NYSENAT-2023-20 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Proposed Change to Amend the NYSE National Schedule of Fees and Rebates See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2023-20
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| Release Number:34-98489 | SEC Issue Date:Sep 22, 2023 | File Number:SR-NASDAQ-2023-036 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753 See Also - Exhibit 5 |
| Release Number:34-98484 | SEC Issue Date:Sep 22, 2023 | File Number:SR-NYSEAMER-2023-45 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number: 34-98483 | SEC Issue Date:Sep 22, 2023 | File Number: SR-NYSEAMER-2023-44 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-98475 | SEC Issue Date:Sep 21, 2023 | File Number:SR-NASDAQ-2023-037 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2 See Also - Exhibit 5 |
| Release Number:34-98474 | SEC Issue Date:Sep 21, 2023 | File Number:SR-CBOE-2023-048 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.87 and 8.21 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-98472 | SEC Issue Date:Sep 21, 2023 | File Number:SR-PEARL-2023-45 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt the NBBO Setter Plus Program and Eliminate Certain Other Rebates See Also - Exhibit 5 |
| Release Number: 34-98467 | SEC Issue Date:Sep 21, 2023 | File Number: SR-CboeBZX-2023-070 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. |
| Release Number:34-98458 | SEC Issue Date:Sep 20, 2023 | File Number:SR-NYSE-2023-29 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |