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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-98489 SEC Issue Date:Sep 22, 2023 File Number:SR-NASDAQ-2023-036 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753
See Also - Exhibit 5
Release Number:34-98484 SEC Issue Date:Sep 22, 2023 File Number:SR-NYSEAMER-2023-45 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
Release Number: 34-98483 SEC Issue Date:Sep 22, 2023 File Number: SR-NYSEAMER-2023-44 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP
Comments Due: 21 days after date of publication in the Federal Register.
 
See Also - Exhibit 5
Release Number:34-98475 SEC Issue Date:Sep 21, 2023 File Number:SR-NASDAQ-2023-037 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2
See Also - Exhibit 5
Release Number:34-98474 SEC Issue Date:Sep 21, 2023 File Number:SR-CBOE-2023-048 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.87 and 8.21
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
Release Number:34-98472 SEC Issue Date:Sep 21, 2023 File Number:SR-PEARL-2023-45 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt the NBBO Setter Plus Program and Eliminate Certain Other Rebates
See Also - Exhibit 5
Release Number: 34-98467 SEC Issue Date:Sep 21, 2023 File Number: SR-CboeBZX-2023-070 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
 
Release Number:34-98458 SEC Issue Date:Sep 20, 2023 File Number:SR-NYSE-2023-29 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation
Release Number:34-98457 SEC Issue Date:Sep 20, 2023 File Number:SR-CboeBZX-2023-069 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Release Number:34-98456 SEC Issue Date:Sep 20, 2023 File Number:SR-CBOE-2023-020 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Order Granting Approval of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent