Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to NASD Rule 3110(f) Governing Use of Predispute Arbitration Agreements with Customers

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Date Sort descending	Letter Type	Commenter Name
Oct. 21, 2003	Public Comment	Joseph C. Long
Oct. 16, 2003	Public Comment	Scott C. Ilgenfritz, Johnson, Pope, Bokor, Ruppel & Burns, P.A.
Oct. 11, 2003	Public Comment	Al Van Kampen, Rohde & Van Kampen PLLC
Oct. 9, 2003	Public Comment	Don K. Leufven
Oct. 8, 2003	Public Comment	Karl S. Turigliatto, Vice President, Legal Counsel, Mutual Service Corporation
Oct. 8, 2003	Public Comment	Kenneth A. Martyn, Attorney at Law
Oct. 6, 2003	Public Comment	H. Douglas Powell, Associate, Fishkind & Associates, Inc.
Oct. 6, 2003	Public Comment	Herb Pounds, Herbert E. Pounds, Jr., P.C.
Oct. 6, 2003	Public Comment	Jeffrey A. Feldman
Oct. 5, 2003	Public Comment	Carl J. Carlson, Carlson & Fabish, P.S.
Oct. 5, 2003	Public Comment	John Miller, Law Office of John J. Miller, P.C
Oct. 5, 2003	Public Comment	Jorge A. Lopez, Esquire, Jorge A. Lopez, P.A.
Oct. 4, 2003	Public Comment	Leonard Steiner
Oct. 3, 2003	Public Comment	Daniel A. Ball, Selzer Gurvitch Rabin Obecny
Oct. 3, 2003	Public Comment	Donald G. McGrath, McGrath & Polvino, PLLC
Oct. 3, 2003	Public Comment	Laurence S. Schultz, Driggers, Schultz & Herbst, P.C.
Oct. 3, 2003	Public Comment	Madelaine and Theodore G. Eppenstein
Oct. 3, 2003	Public Comment	Morris Foutch
Oct. 3, 2003	Public Comment	Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, Inc.
Oct. 3, 2003	Public Comment	Richard M. Layne, Layne & Lewis, LLP
Oct. 3, 2003	Public Comment	Robert S. Banks, Jr., Banks Law Office, P.C.
Oct. 3, 2003	Public Comment	Steve Buchwalter, Law Offices of Steve A. Buchwalter, P.C.
Oct. 3, 2003	Public Comment	Tracy Pride Stoneman, Tracy Pride Stoneman, P.C.
Oct. 2, 2003	Public Comment	Barbara Black, Director and Jill I. Gross, Director, Pace Investor Rights Project, Pace University School of Law
Oct. 2, 2003	Public Comment	J. Pat Sadler, President, Investors' Arbitration Bar Association
Oct. 2, 2003	Public Comment	Richard M. Layne, Layne & Lewis LLP
Oct. 2, 2003	Public Comment	Rosemary J. Shockman, Shockman Law Office

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-98-74

Release Number

34-42160

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