Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey S. Kruske, Law Office of Jeffrey S. Kruske, P.A.
Public Comment John Miller, Law Office of John J. Miller, P.C., Kansas City, Missouri
Public Comment Michael J. Willner, Miller Faucher and Cafferty LLP
Public Comment Richard M. Layne, Partner, Layne Lewis, LLP, Portland, Oregon
Public Comment Laurence S. Schultz; Driggers, Schultz & Herbst
Public Comment Rosemary J. Shockman, President, Public Investors Arbitration Bar Association
Public Comment Seth E. Lipner, Professor of Law, Zicklin School of Business Baruch College; Member, Deutsch & Lipner, New York , New York
Public Comment Scott I. Batterman, Esq., Clay Chapman Crumpton Iwamura & Pulice

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-094
Release Number
34-52332
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