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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Short Sale Delivery Requirements

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Date Sort descending	Letter Type	Commenter Name
Dec. 22, 2005	Public Comment	Paul Vuksich, II
Dec. 14, 2005	Public Comment	Amal Aly, SIA Vice President and Associate General Counsel, Regulation SHO Working Group, Securities Industry Association
Dec. 14, 2005	Public Comment	Jim L. Hoch, Palatine, Illinois
Dec. 12, 2005	Public Comment	Paul Vuksich
Dec. 7, 2005	Public Comment	Donald J. Stoecklein, Esquire, President, Stoecklein Law Group, San Diego, California
Dec. 1, 2005	Public Comment	Peter J. Chepucavage, General Counsel, Plexus Consulting
Nov. 17, 2005	Public Comment	Bob O'Brien
Nov. 14, 2005	Public Comment	David Patch
Nov. 10, 2005	Public Comment	Richard M. Rosenthal, Esq., Santa Monica, California
March 15, 2005	Public Comment	Andrea D. Orr, Assistant General Counsel, NASD, Washington, District of Columbia
April 16, 2004	Public Comment	CT Carbs

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2004-044

Release Number

34-52752

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