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FICC Rulemaking Archive: 2016
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
FICC File Number List for 2016
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-FICC-2016-008 |
| 34-79535 |
Dec. 13, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the MBSD Schedule of Charges Dealer Account Group
Comments due: January 9, 2017
Additional Materials: Exhibit 5
|
SR-FICC-2016-005 |
| 34-79528 |
Dec. 12, 2016 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Clearing Agency Investment Policy
Comments due: January 3, 2017
See also: Notice: Rel. No. 34-79165, Notice: Rel. No. 34-78778
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
|
SR-FICC-2016-007 |
| 34-79491 |
Dec. 7, 2016 |
Notice of Filing of Proposed Rule Change to Implement a Change to the Methodology Used in the MBSD VaR Model
Comments due: January 3, 2017
Additional Materials: Exhibit 5
|
SR-FICC-2016-006 |
| 34-79167 |
Oct. 26, 2016 |
Order Granting Approval of Proposed Rule Changes to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Additional File No.: SR-NSCC-2016-004
See also: Notice: Rel. No. 34-78807
|
SR-FICC-2016-005 |
| 34-79165 |
Oct. 26, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
See also: Notice: Rel. No. 34-79528, Notice: Rel. No. 34-78778
|
SR-FICC-2016-003 |
| 34-79077 |
Oct. 11, 2016 |
Order Approving Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
See also: Notice: Rel. No. 34-78720, Notice: Rel. No. 34-78347
|
| Third Quarter |
SR-FICC-2016-006 |
| 34-78807 |
Sep. 9, 2016 |
Notice of Filing of Proposed Rule Change to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Comments due: October 6, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79167
|
SR-FICC-2016-005 |
| 34-78778 |
Sep. 7, 2016 |
Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy
Comments due: October 4, 2016
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
See also: Notice Rel. No. 34-79528, Notice Rel. No. 34-79165
|
SR-FICC-2016-003 |
| 34-78720 |
Aug. 30, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
See also: Order: Rel. No. 34-79077, Notice: Rel. No. 34-78347
|
SR-FICC-2016-004 |
| 34-78529 |
Aug. 10, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a Clearing Fund Maintenance Fee
Comments due: September 6, 2016
Additional Materials: Exhibit 5
|
SR-FICC-2016-003 |
| 34-78347 |
Jul. 15, 2016 |
Notice of Filing of Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
Comments due: August 11, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79077 |
| Second Quarter |
SR-FICC-2016-002 |
| 34-78206 |
Jun. 30, 2016 |
Order Approving Proposed Rule Change to Suspend the Interbank Service of the GCF Repo® Service
See also: Notice: Rel. No. 34-77840
|
SR-FICC-2016-001 |
| 34-77988 |
Jun. 3, 2016 |
Order Approving Proposed Rule Change Relating to the GCF Repo® Service
See also: Notice Rel. No. 34-77675
|
SR-FICC-2016-002 |
| 34-77840 |
May 16, 2016 |
Notice of Filing to Suspend the Interbank Service of the GCF RepoŽ Service
Comments due: June 10, 2016 |
SR-FICC-2016-001 |
| 34-77675 |
Apr. 21, 2016 |
Notice of Filing of Proposed Rule Change Relating to the GCF RepoŽ Service
Comments due: May 18, 2016
Additional Materials: Exhibit 5
|
| First Quarter |
SR-FICC-2015-005 |
| 34-76840 |
Jan. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Government Securities Division Fee Schedule
Comments due: February 2, 2016
|
| FICC File Number List for 2016 |
| Release No. |
Date |
Details |
SR-FICC-2016-008 |
| 34-79535 |
Dec. 13, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the MBSD Schedule of Charges Dealer Account Group
Comments due: January 9, 2017
Additional Materials: Exhibit 5
|
SR-FICC-2016-007 |
| 34-79868 |
Jan. 24, 2017 |
Order Approving a Proposed Rule Change to Implement a Change to the Methodology Used in the MBSD VaR Model |
| 34-79491 |
Dec. 7, 2016 |
Notice of Filing of Proposed Rule Change to Implement a Change to the Methodology Used in the MBSD VaR Model
Comments due: January 3, 2017
Additional Materials: Exhibit 5
|
SR-FICC-2016-006 |
| 34-79167 |
Oct. 26, 2016 |
Order Granting Approval of Proposed Rule Changes to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Additional File No.: SR-NSCC-2016-004 |
| 34-78807 |
Sep. 9, 2016 |
Notice of Filing of Proposed Rule Change to Describe the Backtesting Charge and the Holiday Charge that May Be Imposed on Members
Comments due: October 6, 2016
Additional Materials: Exhibit 5
|
SR-FICC-2016-005 |
| 34-79528 |
Dec. 12, 2016 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Clearing Agency Investment Policy
Comments due: January 3, 2017
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
|
| 34-79165 |
Oct. 26, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003 |
| 34-78778 |
Sep. 7, 2016 |
Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy
Comments due: October 4, 2016
Additional File Nos.: SR-DTC-2016-007, SR-NSCC-2016-003
|
SR-FICC-2016-004 |
| 34-78529 |
Aug. 10, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a Clearing Fund Maintenance Fee
Comments due: September 6, 2016
Additional Materials: Exhibit 5
|
SR-FICC-2016-003 |
| 34-79077 |
Oct. 11, 2016 |
Order Approving Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants |
| 34-78720 |
Aug. 30, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants |
| 34-78347 |
Jul. 15, 2016 |
Notice of Filing of Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants
Comments due: August 11, 2016
Additional Materials: Exhibit 5 |
SR-FICC-2016-002 |
| 34-78206 |
Jun. 30, 2016 |
Order Approving Proposed Rule Change to Suspend the Interbank Service of the GCF Repo® Service |
| 34-77840 |
May 16, 2016 |
Notice of Filing to Suspend the Interbank Service of the GCF RepoŽ Service
Comments due: June 10, 2016 |
SR-FICC-2016-001 |
| 34-77988 |
Jun. 3, 2016 |
Order Approving Proposed Rule Change Relating to the GCF Repo® Service |
| 34-77675 |
Apr. 21, 2016 |
Notice of Filing of Proposed Rule Change Relating to the GCF RepoŽ Service
Comments due: May 18, 2016
Additional Materials: Exhibit 5
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