FICC Rulemaking Archive: 2015

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

FICC File Number List for 2015

Additional Archives

2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

Chronological List

Release No.	Date	Details
Fourth Quarter
SR-FICC-2015-004
34-76278	Oct. 27, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Additional Details Regarding the Requirement that Members Participate in Annual Testing of Business Continuity and Disaster Recovery Plans Comments due: November 23, 2015 Additional Materials: Exhibit 5 Submit Comments on SR-FICC-2015-004
Second Quarter
SR-FICC-2015-002
34-75258	Jun. 22, 2015	Order Approving Proposed Rule Change to the Government Securities Division Rules in Connection with the Extension of the GCF Repo Service Pilot Program See also: Notice: Rel. No. 34-74973
SR-FICC-2015-002
34-74973	May 15, 2015	Notice of Filing of a Proposed Rule Change to the Government Securities Division Rules in connection with the extension of the GCF Repo service pilot program Comments due: June 11, 2015 See also: Order: Rel. No. 34-75258
SR-FICC-2015-001
34-74908	May 8, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of the Government Securities Division and the Mortgage-Backed Securities Division regarding the Default of Fixed Income Clearing Corporation Comments due: June 4, 2015 Submit Comments on SR-FICC-2015-001
First Quarter
SR-FICC-2014-09
34-74411	Mar. 2, 2015	Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation See also: Notice: Rel. No. 34-73682
SR-FICC-2014-11
34-74132	Jan. 26, 2015	Order Approving Proposed Rule Change to Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order to Move the Time of Novation with Respect to Certain Trades, Include Rules to Reflect Existing Processes, and Clarify Certain Rules to Reflect Current Practices See also: Notice: Rel. No. 34-73805
SR-FICC-2014-06
34-74046	Jan. 13, 2015	Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing to A See also: Notice: Rel. No. 34-73787
SR-FICC-2014-12
34-74033	Jan. 12, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules Comments due:  February 6, 2015 Submit Comments on SR-FICC-2014-12

http://www.sec.gov/rules/sro/ficc.shtml