FICC Rulemaking: 2019
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter | Second Quarter |
First Quarter
FICC File Number List for 2019
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Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-FICC-2019-006 | ||
| 34-87834 | Dec. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Include a New Foreign Legal Opinion Fee Applicable to Non-U.S. Membership Applicants, and Delete a Requirement for Direct Non-U.S. Members Relating to Annual Opinion Updates
Comments due: January 21, 2020 Additional Materials: Exhibit 5 |
| SR-FICC-2019-005 | ||
| 34-87697 | Dec. 9, 2019 | Order Approving a Proposed Rule Change to Require Confirmation of Cybersecurity Program |
| SR-FICC-2019-005 | ||
| 34-87394 | Oct. 24, 2019 | Notice of Filing of Proposed Rule Change to Require Confirmation of Cybersecurity Program
Comments due: November 20, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-FICC-2019-004 | ||
| 34-87258 | Oct. 9, 2019 | Order Approving a Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
| Third Quarter | ||
| SR-FICC-2019-003 | ||
| 34-86927 | Sep. 11, 2019 | Order Approving a Proposed Rule Change to Revise the MBSD VaR Floor |
| SR-FICC-2019-004 | ||
| 34-86745 | Aug. 23, 2019 | Notice of Filing of Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Comments due: September 19, 2019 Additional Materials: Exhibit 5 |
| SR-FICC-2019-003 | ||
| 34-86553 | Aug. 2, 2019 | Notice of Filing of Proposed Rule Change to Revise the MBSD VaR Floor
Comments due: August 29, 2019 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-FICC-2019-001 | ||
| 34-85944 | May 24, 2019 | Order Approving a Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules |
| SR-FICC-2019-002 | ||
| 34-85686 | Apr. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Include References to Uniform Mortgage-Backed Securities
Comments due: May 15, 2019 Additional Materials: Exhibit 5 |
| SR-FICC-2019-001 | ||
| 34-85676 | Apr. 17, 2019 | Notice of Filing of Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules
Comments due: May 14, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-FICC-2018-013 | ||
| 34-85470 | Mar. 29, 2019 | Order Approving a Proposed Rule Change to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes |
| SR-FICC-2018-013 | ||
| 34-85137 | Feb. 14, 2019 | Notice of Designation of Longer Period for Commission Action and Reopening the Period for Comment on Proposed Rule Change to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
Comments due: March 14, 2019 |
FICC File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-FICC-2019-007 | ||
| 34-88262 | Feb. 21, 2020 | Order Approving a Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated with the Sponsoring Member/Sponsored Member Service |
| 34-87896 | Jan. 6, 2020 | Notice of Filing of Proposed Rule Change Regarding the Close-Out and Funds-Only Settlement Processes Associated with the Sponsoring Member/Sponsored Member Service
Comments due: January 31, 2020 Additional Materials: Exhibit 5 |
| SR-FICC-2019-006 | ||
| 34-87834 | Dec. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Include a New Foreign Legal Opinion Fee Applicable to Non-U.S. Membership Applicants, and Delete a Requirement for Direct Non-U.S. Members Relating to Annual Opinion Updates
Comments due: January 21, 2020 Additional Materials: Exhibit 5 |
| SR-FICC-2019-005 | ||
| 34-87697 | Dec. 9, 2019 | Order Approving a Proposed Rule Change to Require Confirmation of Cybersecurity Program |
| 34-87394 | Oct. 24, 2019 | Notice of Filing of Proposed Rule Change to Require Confirmation of Cybersecurity Program
Comments due: November 20, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-FICC-2019-004 | ||
| 34-87258 | Oct. 9, 2019 | Order Approving a Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
| 34-86745 | Aug. 23, 2019 | Notice of Filing of Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Comments due: September 19, 2019 Additional Materials: Exhibit 5 |
| SR-FICC-2019-003 | ||
| 34-86927 | Sep. 11, 2019 | Order Approving a Proposed Rule Change to Revise the MBSD VaR Floor |
| 34-86553 | Aug. 2, 2019 | Notice of Filing of Proposed Rule Change to Revise the MBSD VaR Floor
Comments due: August 29, 2019 Additional Materials: Exhibit 5 |
| SR-FICC-2019-002 | ||
| 34-85686 | Apr. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Include References to Uniform Mortgage-Backed Securities
Comments due: May 15, 2019 Additional Materials: Exhibit 5 |
| SR-FICC-2019-001 | ||
| 34-85944 | May 24, 2019 | Order Approving a Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules |
| 34-85676 | Apr. 17, 2019 | Notice of Filing of Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules
Comments due: May 14, 2019 Additional Materials: Exhibit 5 |