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FICC Rulemaking Archive: 2008

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2007-04
34-59111 Dec. 17, 2008 Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
See also:   Notice: Rel. No. 34-58128
Third Quarter

SR-FICC-2008-04
34-58696 Sep. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Government Securities Division to Expand the Types of Securities Eligible for the GCF Repo Service
Comments due: October 28, 2008

SR-FICC-2007-05
34-58156 Jul. 15, 2008 Order Approving Proposed Rule Change as Amended to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
See also:   Notice: Rel. No. 34-57666

SR-FICC-2007-04
34-58128 Jul. 9, 2008 Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
Comments due: August 6, 2008
See also:   Order: Rel. No. 34-59111
Comments received are available for this notice.
Second Quarter

SR-FICC-2008-02
34-58025 Jun. 25, 2008 Order Approving Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
See also:   Notice: Rel. No. 34-57802

SR-FICC-2008-03
34-57821 May 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, to Eliminate the Coverage Component and Margin Requirement Differential from the Mortgage-Backed Securities Division Participants Fund Calculation
Comments due: June 12, 2008

SR-FICC-2008-02
34-57802 May 8, 2008 Notice of Filing of Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
Comments due: June 4, 2008
See also:   Order: Rel. No. 34-58025

SR-FICC-2007-05
34-57666 Apr. 15, 2008 Notice of Filing of Proposed Rule Change to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
Comments due: May 13, 2008
See also:   Order: Rel. No. 34-58156

SR-FICC-2007-08
34-57652 Apr. 11, 2008 Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service
See also:   Notice: Rel. No. 34-57281; Notice: Rel. No. 34-56303

SR-FICC-2007-11
34-57596 Apr. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees
Comments due: 21 days after publication in the Federal Register
First Quarter

SR-FICC-2007-10
34-57586 Mar. 31, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
See also:   Notice: Rel. No. 34-56837

SR-FICC-2007-06
34-57405 Feb. 29, 2008 Order Approving Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
See also:   Notice: Rel. No. 34-56864

SR-FICC-2007-08
34-57281 Feb. 6, 2008 Notice of Filing of Proposed Rule Change as amended by Amendment No. 1 to Resume Interbank Clearing for the GCF Repo Service
Comments due: March 4, 2008
See also:   Order: Rel. No. 34-57652; Notice: Rel. No. 34-56303


FICC File Number List for 2008
Release No. Date Details

SR-FICC-2008-07
34-60298 Jul. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Schedules
Comments due: August 10, 2009

SR-FICC-2008-04
34-58696 Sep. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Government Securities Division to Expand the Types of Securities Eligible for the GCF Repo Service
Comments due: October 28, 2008

SR-FICC-2008-03
34-57821 May 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, to Eliminate the Coverage Component and Margin Requirement Differential from the Mortgage-Backed Securities Division Participants Fund Calculation
Comments due: June 12, 2008

SR-FICC-2008-02
34-58025 Jun. 25, 2008 Order Approving Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
34-57802 May 8, 2008 Notice of Filing of Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
Comments due: June 4, 2008

SR-FICC-2008-01
34-66550 Mar. 9, 2012 Order Approving Amended Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services
34-66124 Jan. 10, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services
Comments due: 21 days after publication in the Federal Register
34-65899A Dec. 12, 2011 Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services; Correction
34-65899 Dec. 6, 2011 Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services
Comments due: January 3, 2011
Comments received are available for this proposal.

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2008.shtml


Modified: 06/06/2014