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FICC Rulemaking Archive: 2010
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
FICC File Number List for 2010
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-FICC-2010-10 |
|
34-63612 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule
Comments due: January 26, 2011
Comments received
are available
for this notice.
|
SR-FICC-2010-08 |
|
34-63611 |
Dec. 28, 2010 |
Order Approving Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
See also:
Notice: Rel. No. 34-63301
|
SR-FICC-2010-09 |
|
34-63361 |
Nov. 23, 2010 |
Notice of Filing of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
Comments due: December 21, 2010
See also:
Order: Rel. No. 34-63986
Comments received
are available
for this notice.
|
SR-FICC-2010-08 |
|
34-63301 |
Nov. 10, 2010 |
Notice of Filing of Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
Comments due: December 8, 2010
See also:
Order: Rel. No. 34-63611
|
SR-FICC-2010-07 |
|
34-63215 |
Oct. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee
Comments due: November 26, 2010
|
SR-FICC-2010-04 |
|
34-63038 |
Oct. 5, 2010 |
Order Approving Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency
See also:
Notice: Rel. No. 34-62767
|
| Third Quarter |
SR-FICC-2010-02 |
|
34-62828 |
Sep. 2, 2010 |
Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
See also:
Notice: Rel. No. 34-62478
|
SR-FICC-2010-06 |
|
34-62796 |
Aug. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Relating to Authority to Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division
Comments due: September 29, 2010
|
SR-FICC-2010-04 |
|
34-62767 |
Aug. 26, 2010 |
Notice of Filing of Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of FICC's Default or Insolvency
Comments due: September 21, 2010
See also:
Order: Rel. No. 34-63038
|
SR-FICC-2010-05 |
|
34-62743 |
Aug. 19, 2010 |
Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: September 16, 2010
|
SR-FICC-2010-02 |
|
34-62478 |
Jul. 9, 2010 |
Notice of Filing of Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
Comments due: August 9, 2010
See also:
Order: Rel. No. 34-62828
|
| Second Quarter |
SR-FICC-2010-01 |
|
34-62236 |
Jun. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division
Comments due: 21 days after publication in the Federal Register
|
| First Quarter |
SR-FICC-2009-11 |
|
34-61395 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule of the Government Securities Division of the Fixed Income Clearing Corporation
Comments due: February 17, 2010
|
| FICC File Number List for 2010 |
| Release No. |
Date |
Details |
SR-FICC-2010-10 |
|
34-63612 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule
Comments due: January 26, 2011
Comments received
are available
for this notice.
|
SR-FICC-2010-09 |
|
34-63986 |
Feb. 28, 2011 |
Order Granting Approval of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
|
|
34-63361 |
Nov. 23, 2010 |
Notice of Filing of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
Comments due: December 21, 2010
Comments received
are available
for this notice.
|
SR-FICC-2010-08 |
|
34-63611 |
Dec. 28, 2010 |
Order Approving Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
|
|
34-63301 |
Nov. 10, 2010 |
Notice of Filing of Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
Comments due: December 8, 2010
|
SR-FICC-2010-07 |
|
34-63215 |
Oct. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee
Comments due: November 26, 2010
|
SR-FICC-2010-06 |
|
34-62796 |
Aug. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Relating to Authority to Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division
Comments due: September 29, 2010
|
SR-FICC-2010-05 |
|
34-62743 |
Aug. 19, 2010 |
Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: September 16, 2010
|
SR-FICC-2010-04 |
|
34-63038 |
Oct. 5, 2010 |
Order Approving Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency
|
|
34-62767 |
Aug. 26, 2010 |
Notice of Filing of Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of FICC's Default or Insolvency
Comments due: September 21, 2010
|
SR-FICC-2010-02 |
|
34-62828 |
Sep. 2, 2010 |
Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
|
|
34-62478 |
Jul. 9, 2010 |
Notice of Filing of Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
Comments due: August 9, 2010
|
SR-FICC-2010-01 |
|
34-62236 |
Jun. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division
Comments due: 21 days after publication in the Federal Register
|
http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2010.shtml
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