FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter | Second Quarter |  First Quarter

FICC File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-FICC-2019-005
34-87697 Dec. 9, 2019 Order Approving a Proposed Rule Change to Require Confirmation of Cybersecurity Program
SR-FICC-2019-005
34-87394 Oct. 24, 2019 Notice of Filing of Proposed Rule Change to Require Confirmation of Cybersecurity Program
Comments due: November 20, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-FICC-2019-004
34-87258 Oct. 9, 2019 Order Approving a Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Third Quarter
SR-FICC-2019-003
34-86927 Sep. 11, 2019 Order Approving a Proposed Rule Change to Revise the MBSD VaR Floor
SR-FICC-2019-004
34-86745 Aug. 23, 2019 Notice of Filing of Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Comments due: September 19, 2019
Additional Materials: Exhibit 5
SR-FICC-2019-003
34-86553 Aug. 2, 2019 Notice of Filing of Proposed Rule Change to Revise the MBSD VaR Floor
Comments due: August 29, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-FICC-2019-001
34-85944 May 24, 2019 Order Approving a Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules
SR-FICC-2019-002
34-85686 Apr. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Include References to Uniform Mortgage-Backed Securities
Comments due: May 15, 2019
Additional Materials: Exhibit 5
SR-FICC-2019-001
34-85676 Apr. 17, 2019 Notice of Filing of Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules
Comments due: May 14, 2019
Additional Materials: Exhibit 5
First Quarter
SR-FICC-2018-013
34-85470 Mar. 29, 2019 Order Approving a Proposed Rule Change to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
SR-FICC-2018-013
34-85137 Feb. 14, 2019 Notice of Designation of Longer Period for Commission Action and Reopening the Period for Comment on Proposed Rule Change to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
Comments due: March 14, 2019

FICC File Number List for 2019

Release No. Date Details
SR-FICC-2019-005
34-87697 Dec. 9, 2019 Order Approving a Proposed Rule Change to Require Confirmation of Cybersecurity Program
34-87394 Oct. 24, 2019 Notice of Filing of Proposed Rule Change to Require Confirmation of Cybersecurity Program
Comments due: November 20, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-FICC-2019-004
34-87258 Oct. 9, 2019 Order Approving a Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
34-86745 Aug. 23, 2019 Notice of Filing of Proposed Rule Change to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Comments due: September 19, 2019
Additional Materials: Exhibit 5
SR-FICC-2019-003
34-86927 Sep. 11, 2019 Order Approving a Proposed Rule Change to Revise the MBSD VaR Floor
34-86553 Aug. 2, 2019 Notice of Filing of Proposed Rule Change to Revise the MBSD VaR Floor
Comments due: August 29, 2019
Additional Materials: Exhibit 5
SR-FICC-2019-002
34-85686 Apr. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Include References to Uniform Mortgage-Backed Securities
Comments due: May 15, 2019
Additional Materials: Exhibit 5
SR-FICC-2019-001
34-85944 May 24, 2019 Order Approving a Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules
34-85676 Apr. 17, 2019 Notice of Filing of Proposed Rule Change to Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules
Comments due: May 14, 2019
Additional Materials: Exhibit 5