FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Third Quarter
SR-FICC-2017-002
34-81638 Sep. 15, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
See also: Notice: Rel. No. 34-80812, Notice: Rel. No. 34-80524, Notice: Rel. No. 34-80234
SR-FICC-2017-016
34-81635 Sep. 15, 2017 Order Approving Proposed Rule Changes to Adopt the Clearing Agency Risk Management Framework
See also: Order: Rel. No. 34-81248
Additional File Nos.: SR-DTC-2017-013, SR-NSCC-2017-012
SR-FICC-2017-019
34-81511 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Interpretive Guidance with Respect to Watch List Consequences
Comments due: September 28, 2017
SR-FICC-2017-014
34-81485 Aug. 25, 2017 Order Approving Proposed Rule Changes to Adopt the Clearing Agency Model Risk Management Framework
See also: 
Additional File Nos.: SR-DTC-2017-008, SR-NSCC-2017-008
SR-FICC-2017-017
34-81338 Aug. 8, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Operational Risk Management Framework
Comments due: September 5, 2017
Additional File Nos.: SR-DTC-2017-014, SR-NSCC-2017-013
SR-FICC-2017-018
34-81255 Jul. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees in the Mortgage-Backed Securities Division Clearing Rules and the EPN Rules
Comments due: August 24, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-016
34-81248 Jul. 28, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Risk Management Framework
Comments due: August 23, 2017
See also: Order: Rel. No. 34-81635
Additional File Nos.: SR-DTC-2017-013, SR-NSCC-2017-012
SR-FICC-2017-010
34-81211 Jul. 26, 2017 Notice of Withdrawal of a Proposed Rule Change to Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs For Funds Incident to the Clearance and Settlement Business and Make Other Related Changes
See also: Notice: Rel. No. 34-80879, Notice: Rel. No. 34-80517
SR-FICC-2017-008
34-81194 Jul. 24, 2017 Notice of Filing Amendment No. 2, Notice of Filing Amendment No. 3, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Previously Modified by Amendment No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework
Comments due: August 18, 2017
Rebuttal comments due: September 1, 2017
See also: 
Additional File Nos.: SR-DTC-2017-004, SR-NSCC-2017-005
SR-FICC-2017-009
34-81192 Jul. 24, 2017 Notice of Filing Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk)
Comments due: August 14, 2017
Rebuttal comments due: August 18, 2017
See also: 
Additional File Nos.: SR-DTC-2017-005, SR-NSCC-2017-006
SR-FICC-2017-007
34-81105 Jul. 7, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan
See also: Notice: Rel. No. 34-80878, Notice: Rel. No. 34-80491
Additional File No.:
 SR-DTC-2017-003; SR-NSCC-2017-004
Second Quarter
SR-FICC-2017-014
34-81074 Jul. 5, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Model Risk Management Framework
Comments due: August 1, 2017
See also: Order: Rel. No. 34-81485
Additional File Nos.: SR-DTC-2017-008, SR-NSCC-2017-008
SR-FICC-2017-012
34-81051 Jun. 29, 2017 Order Approving a Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal to Implement New Processes to Promote Operational Efficiencies for Its Clearing Members
See also: Notice: Rel. No. 34-80716
SR-FICC-2017-015
34-81002 Jun. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Clarifications and Corrections to the Government Securities Division Rulebook, the Mortgage-Backed Securities Division Clearing Rules and the Mortgage-Backed Securities Division EPN Rules.
Comments due: July 19, 2017
SR-FICC-2017-010
34-80879 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs For Funds Incident to the Clearance and Settlement Business and Make Other Related Changes
See also: Notice: Rel. No. 34-81211, Notice: Rel. No. 34-80517
SR-FICC-2017-007
34-80878 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan
Additional File Nos.: SR-DTC-2017-003, SR-NSCC-2017-004, SR-NSCC-2017-004
See also: Notice: Rel. No. 34-80491
SR-FICC-2017-008
34-80877 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework
See also: Notice: Rel. No. 34-81194, Notice: Rel. No. 34-80489
Additional File Nos.: SR-DTC-2017-004, SR-NSCC-2017-005
SR-FICC-2017-009
34-80876 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk)
See also: Notice: Rel. No.34-81192, Notice: Rel. No. 34-80485
Additional File Nos.: SR-DTC-2017-005, SR-NSCC-2017-006
SR-FICC-2017-002
34-80812 May 30, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: June 19, 2017
Rebuttal comments due: June 23, 2017
See also: Notice: Rel. No. 34-80524, Notice: Rel. No. 34-80234, Notice: Rel. No. 34-81638
SR-FICC-2017-006
34-80734 May 19, 2017 Order Approving Proposed Rule Changes to Enhance the Credit Risk Rating Matrix and Make Other Changes
Additional File Nos.: SR-DTC-2017-002, SR-NSCC-2017-002
See also: Notice: Rel. No. 34-80383
SR-FICC-2017-013
34-80717 May 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Government Securities Division CCIT Members, and Netting Members That Engage in CCIT Transactions
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-012
34-80716 May 18, 2017 Notice of Filing of Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal to Implement New Processes to Promote Operational Efficiencies for Its Clearing Members
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-005
34-80574 May 2, 2017 Order Granting Approval of Proposed Rule Change to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
See also: Notice: Rel. No. 34-80303
SR-FICC-2017-003
34-80563 May 1, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Expand the Types of Entities That Are Eligible to Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes
See also: Notice: Rel. No. 34-80236
SR-FICC-2017-002
34-80524 Apr. 25, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
See also: Notice: Rel. No. 34-80234, Notice: Rel. No. 34-80812, Notice: Rel. No. 34-81638
SR-FICC-2017-010
34-80517 Apr. 24, 2017 Notice of Filing of Proposed Rule Change to Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs For Funds Incident to the Clearance and Settlement Business and Make Other Related Changes
Comments due: May 19, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81211,  Notice: Rel. No. 34-80879
SR-FICC-2017-007
34-80491 Apr. 19, 2017 Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan
Comments due: May 16, 2017
Additional File Nos.: SR-DTC-2017-003, SR-NSCC-2017-004
SR-FICC-2017-008
34-80489 Apr. 19, 2017 Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework
Comments due: May 16, 2017
See also: Notice: Rel. No. 34-81194,, Notice: Rel. No. 34-80489
Additional File Nos.: SR-DTC-2017-004, SR-NSCC-2017-005
SR-FICC-2017-011
34-80484 Apr. 19, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Effective Date of Government Securities Division Margin Proxy Rule Changes
Comments due: May 16, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-009
34-80485 Apr. 19, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk)
Comments due: May 16, 2017
See also: Notice: Rel. No.34-81192, Notice: Rel. No. 34-80485
Additional File Nos.: SR-DTC-2017-005, SR-NSCC-2017-006
SR-FICC-2017-006
34-80383 Apr. 5, 2017 Notice of Filing of Proposed Rule Change to Enhance the Credit Risk Rating Matrix and Make Other Changes
Comments due: May 2, 2017
Additional Materials: Exhibit 5
See also:  Notice: Rel. No. 34-80734
First Quarter
SR-FICC-2017-001
34-80349 Mar. 30, 2017 Order Approving a Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
See also: Notice: Rel. No. 34-80235, Notice: Rel. No. 34-79958
SR-FICC-2017-005
34-80303 Mar. 24, 2017 Notice of Filing of Proposed Rule Change to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
Comments due: April 20, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80574
Comments received are available for this proposal.
SR-FICC-2017-004
34-80253 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Intraday Mark-to-Market Charge
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-003
34-80236 Mar. 14, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Types of Entities That Are Eligible to Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes
Comments due: April 7, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80563
Comments received are available for this proposal.
SR-FICC-2017-001
34-80235 Mar. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
See also: Notice: Rel. No. 34-79958, Notice: Rel. No. 34-80349
SR-FICC-2017-002
34-80234 Mar. 14, 2017 Notice of Filing of Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: April 10, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80524, Order: Rel. No. 34-80812, Notice: Rel. No. 34-81638
Comments received are available for this proposal.
SR-FICC-2017-001
34-79958 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
Comments due: February 24, 2017
Additional Materials: Exhibit 2, Exhibit 5
See also: Notice: Rel. No. 34-80235, Notice: Rel. No. 34-80349
Comments received are available for this proposal.
SR-FICC-2016-007
34-79868 Jan. 24, 2017 Order Approving a Proposed Rule Change to Implement a Change to the Methodology Used in the MBSD VaR Model
See also: Notice: Rel. No. 34-79491


FICC File Number List for 2017

Release No. Date Details
SR-FICC-2017-019
34-81511 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Interpretive Guidance with Respect to Watch List Consequences
Comments due: September 28, 2017
SR-FICC-2017-018
34-81255 Jul. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees in the Mortgage-Backed Securities Division Clearing Rules and the EPN Rules
Comments due: August 24, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-017
34-81338 Aug. 8, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Operational Risk Management Framework
Comments due: September 5, 2017
Additional File Nos.: SR-DTC-2017-014, SR-NSCC-2017-013
SR-FICC-2017-016
34-81635 Sep. 15, 2017 Order Approving Proposed Rule Changes to Adopt the Clearing Agency Risk Management Framework
Additional File Nos.: SR-DTC-2017-013, SR-NSCC-2017-012
34-81248 Jul. 28, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Risk Management Framework
Comments due: August 23, 2017
Additional File Nos.: SR-DTC-2017-013, SR-NSCC-2017-012
SR-FICC-2017-015
34-81002 Jun. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Clarifications and Corrections to the Government Securities Division Rulebook, the Mortgage-Backed Securities Division Clearing Rules and the Mortgage-Backed Securities Division EPN Rules.
Comments due: July 19, 2017
SR-FICC-2017-014
34-81485 Aug. 25, 2017 Order Approving Proposed Rule Changes to Adopt the Clearing Agency Model Risk Management Framework
See also: 
Additional File Nos.: SR-DTC-2017-008, SR-NSCC-2017-008
34-81074 Jul. 5, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Model Risk Management Framework
Comments due: August 1, 2017
Additional File Nos.: SR-DTC-2017-008, SR-NSCC-2017-008
SR-FICC-2017-013
34-80717 May 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Government Securities Division CCIT Members, and Netting Members That Engage in CCIT Transactions
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-012
34-81051 Jun. 29, 2017 Order Approving a Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal to Implement New Processes to Promote Operational Efficiencies for Its Clearing Members
34-80716 May 18, 2017 Notice of Filing of Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal to Implement New Processes to Promote Operational Efficiencies for Its Clearing Members
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-011
34-80484 Apr. 19, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Effective Date of Government Securities Division Margin Proxy Rule Changes
Comments due: May 16, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-010
34-81211 Jul. 26, 2017 Notice of Withdrawal of a Proposed Rule Change to Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs For Funds Incident to the Clearance and Settlement Business and Make Other Related Changes
34-80879 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs For Funds Incident to the Clearance and Settlement Business and Make Other Related Changes
34-80517 Apr. 24, 2017 Notice of Filing of Proposed Rule Change to Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs For Funds Incident to the Clearance and Settlement Business and Make Other Related Changes
Comments due: May 19, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-009
34-81192 Jul. 24, 2017 Notice of Filing Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk)
Comments due: August 14, 2017
Rebuttal comments due: August 18, 2017
See also: 
Additional File Nos.: SR-DTC-2017-005, SR-NSCC-2017-006
34-80876 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk)
Additional File Nos.: SR-DTC-2017-005, SR-NSCC-2017-006
34-80485 Apr. 19, 2017 Notice of Filings of Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk)
Comments due: May 16, 2017
Additional File Nos.: SR-DTC-2017-005, SR-NSCC-2017-006
SR-FICC-2017-008
34-81194 Jul. 24, 2017 Notice of Filing Amendment No. 2, Notice of Filing Amendment No. 3, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Previously Modified by Amendment No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework
Comments due: August 18, 2017
Rebuttal comments due: September 1, 2017
See also: 
Additional File Nos.: SR-DTC-2017-004, SR-NSCC-2017-005
34-80877 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework
Additional File Nos.: SR-DTC-2017-004, SR-NSCC-2017-005
34-80489 Apr. 19, 2017 Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework
Comments due: May 16, 2017
Additional File Nos.: SR-DTC-2017-004, SR-NSCC-2017-005
SR-FICC-2017-007
34-81105 Jul. 7, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan
Additional File No.:
 SR-DTC-2017-003; SR-NSCC-2017-004
34-80878 Jun. 7, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan
Additional File Nos.: SR-DTC-2017-003, SR-NSCC-2017-004
34-80491 Apr. 19, 2017 Notice of Filings of Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan
Comments due: May 16, 2017
Additional File Nos.: SR-DTC-2017-003, SR-NSCC-2017-004
SR-FICC-2017-006
34-80734 May 19, 2017 Order Approving Proposed Rule Changes to Enhance the Credit Risk Rating Matrix and Make Other Changes
See also: 
Additional File Nos.: SR-DTC-2017-002, SR-NSCC-2017-002
34-80383 Apr. 5, 2017 Notice of Filing of Proposed Rule Change to Enhance the Credit Risk Rating Matrix and Make Other Changes
Comments due: May 2, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-005
34-80574 May 2, 2017 Order Granting Approval of Proposed Rule Change to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
34-80303 Mar. 24, 2017 Notice of Filing of Proposed Rule Change to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
Comments due: April 20, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2017-004
34-80253 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Intraday Mark-to-Market Charge
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-003
34-80563 May 1, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Expand the Types of Entities That Are Eligible to Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes
34-80236 Mar. 14, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Types of Entities That Are Eligible to Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes
Comments due: April 7, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2017-002
34-81638 Sep. 15, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
34-80812 May 30, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: June 19, 2017
Rebuttal comments due: June 23, 2017
34-80524 Apr. 25, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
34-80234 Mar. 14, 2017 Notice of Filing of Proposed Rule Change to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: April 10, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2017-001
34-80349 Mar. 30, 2017 Order Approving a Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
34-80235 Mar. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
34-79958 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections
Comments due: February 24, 2017
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.