Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104249 | Nov 24, 2025 | SR-FICC-2025-022 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the FICC Rules to Align with Exchange Act Rule 17ad-26 Comments Due: December 19, 2025 See Also - Exhibit 5 Submit a Comment on SR-FICC-2025-022
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| 34-104193 | Nov 17, 2025 | SR-FICC-2025-019 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a “Done-Away”... Comments Due: December 5, 2025 View Received Comments |
| 34-104183 | Nov 17, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption View Received Comments |
| 34-104173 | Nov 3, 2025 | SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01 | Boston Stock Exchange Clearing Corporation, Nasdaq BX, Inc. (BX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe Exchange, Inc. (CBOE), Fixed Income Clearing Corporation (FICC), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Banque Centrale De Compensation, Municipal Securities Rulemaking Board (MSRB), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), The Options Clearing Corporation, Nasdaq PHLX LLC (Phlx), Stock Clearing Corporation of Philadelphia | Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes |
| 34-104116 | Sep 29, 2025 | SR-FICC-2025-018 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models |
| 34-104091 | Sep 26, 2025 | SR-FICC-2025-020 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GSD Rule 42 (Suspension of Rules) and MBSD Rule 33 (Suspension of Rules in Emergency Circumstances) Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104085 | Sep 26, 2025 | SR-FICC-2025-019 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing... Comments Due: December 5, 2025 View Received Comments |
| 34-104084 | Sep 26, 2025 | SR-FICC-2025-021 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to a New Service Offering Called the ACS Triparty Service Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104009 | Sep 22, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments |
| 34-104001 | Sep 18, 2025 | SR-FICC-2025-015 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Modify the GSD Rulebook Relating to Default Management and Porting with... Comments Due: October 14, 2025 View Received Comments See Also - Exhibit 5, Exhibit 4 |