FICC Rulemaking Archive: 2012

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2012

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Chronological List

Release No.	Date	Details
Fourth Quarter
SR-FICC-2012-10
34-68553	Dec. 31, 2012	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Fee Related to the DTCC GCF Repo Index® from the Fee Structure of the Government Securities Division Comments due: January 28, 2013 Submit comments on SR-FICC-2012-10
SR-FICC-2012-07
34-68245	Nov. 15, 2012	Notice of Filing of Proposed Rule Change Relating to Enhancements that the Mortgage-Backed Securities Division Intends to Implement to its Services and Certain Other Clarifications and Corrections to its Rules Comments due: December 12, 2012 See also:  Order: Rel. No. 34-68555
SR-FICC-2012-08
34-68133	Nov. 1, 2012	Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Clarify a Stated Policy With Regard to Existing Provisions of the Loss Allocation Rules of the Government Securities Division and the Mortgage-Backed Securities Division Comments due:  November 28, 2012
Third Quarter
SR-FICC-2012-06
34-67931	Sep. 26, 2012	Order Approving Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass See also:   Notice: Rel. No. 34-67653
SR-FICC-2012-06
34-67653	Aug. 14, 2012	Notice of Filing of Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass Comments due: September 10, 2012 See also:   Order: Rel. No. 34-67931
SR-FICC-2012-05
34-67621	Aug. 8, 2012	Order Approving Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force See also:   Notice: Rel. No. 34-67227
SR-FICC-2012-04
34-67336	Jul. 2, 2012	Order Approving Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula See also:   Notice: Rel. No. 34-67059
Second Quarter
SR-FICC-2012-05
34-67227	Jun. 20, 2012	Notice of Filing of Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force Comments due: July 17, 2012 See also:   Order: Rel. No. 34-67621
SR-FICC-2012-04
34-67059	May 24, 2012	Notice of Filing of Proposed Rule Change to Clarify the Ability of the Government Securities Division to Use Implied Volatility Indicators as part of the Volatility Model in its Clearing Fund Formula Comments due: June 21, 2012 See also:   Order: Rel. No. 34-67336
SR-FICC-2012-03
34-66989	May 15, 2012	Order Approving Proposed Rule Change to Expand the One-Pot Cross-Margining Program with New York Portfolio Clearing, LLC to Certain "Market Professionals" See also:   Notice: Rel. No. 34-66679
SR-FICC-2012-02
34-66856	Apr. 25, 2012	Order Approving Proposed Rule Change Relating to Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants See also:   Notice: Rel. No. 34-66574
SR-FICC-2012-01
34-66785	Apr. 11, 2012	Order Approving Proposed Rule Change to Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers See also:   Notice: Rel. No. 34-66485
First Quarter
SR-FICC-2012-03
34-66679	Mar. 29, 2012	Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program with New York Portfolio Clearing, LLC to Certain "Market Professionals" Comments due: April 25, 2012 See also:   Order: Rel. No. 34-66989 Comments received are available for this proposal.
SR-FICC-2012-02
34-66574	Mar. 12, 2012	Notice of Filing of Proposed Rule Change to Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants Comments due: April 6, 2012 See also:   Order: Rel. No. 34-66856
SR-FICC-2008-01
34-66550	Mar. 9, 2012	Order Approving Amended Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services See also:   Notice: Rel. No. 34-66124, Notice: Rel. No. 34-65899, and Correction: Rel. No. 34-65899A
SR-FICC-2012-01
34-66485	Feb. 28, 2012	Notice of Filing of Proposed Rule Change to Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers Comments due: March 26, 2012 See also:   Order: Rel. No. 34-66785
SR-FICC-2008-01
34-66124	Jan. 10, 2012	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services Comments due: 21 days after publication in the Federal Register See also:   Order: Rel. No. 34-66550, Notice: Rel. No. 34-65899, and Correction: Rel. No. 34-65899A

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2012.shtml