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FICC Rulemaking Archive: 2007
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
FICC File Number List for 2007
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-FICC-2007-06 |
|
34-56864 |
Nov. 29, 2007 |
Notice of Filing of Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
Comments due: December 21, 2007
See also:
Order: Rel. No. 34-57405
|
SR-FICC-2007-10 |
|
34-56837 |
Nov. 26, 2007 |
Notice of Filing of Proposed Rule Change to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
Comments due: December 21, 2007
|
SR-FICC-2007-09 |
|
34-56820 |
Nov. 20, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service
Comments due: December 18, 2007
|
| Third Quarter |
SR-FICC-2007-08 |
|
34-56303 |
Aug. 22, 2007 |
Notice of Filing of Proposed Rule Change to Resume Interbank Clearing for the General Collateral Finance Repo Service
Comments due: September 18, 2007
See also:
Order: Rel. No. 34-57652;
Notice: Rel. No. 34-57281
|
SR-FICC-2007-07 |
|
34-56189 |
Aug. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Make Technical Changes to Update and Align Provisions with Current Practice
Comments due: August 30, 2007
|
SR-FICC-2006-19 |
|
34-56182 |
Aug. 1, 2007 |
Order Granting Approval of a Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service
See also:
Notice: Rel. No. 34-55515
|
| Second Quarter |
SR-FICC-2007-02 |
|
34-55701 |
May 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades
Comments due: May 31, 2007
|
SR-FICC-2007-03 |
|
34-55616 |
Apr. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Clarify the Government Securities Division Rules with Respect to Repo Collateral Substitution Requests
Comments due: May 9, 2007
|
| First Quarter |
SR-FICC-2006-19 |
|
34-55515 |
Mar. 22, 2007 |
Notice of Filing of a Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service
Comments due: April 19, 2007
See also:
Order: Rel. No. 34-56182
|
SR-FICC-2007-01 |
|
34-55370 |
Feb. 28, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule To Interpret Rule 5 Section 6 of the Government Securities Division Rules
Comments due: March 28, 2007
|
SR-FICC-2006-05 |
|
34-55364 |
Feb. 27, 2007 |
Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant
See also:
Notice: Rel. No. 34-54929
|
SR-FICC-2006-16 |
|
34-55217 |
Jan. 31, 2007 |
Order Approving Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
See also:
Notice: Rel. No. 34-54964
|
SR-FICC-2006-20 |
|
34-55164 |
Jan. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure
Comments due: February 22, 2007
|
SR-FICC-2006-17 |
|
34-55136 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls
See also:
Notice: Rel. No. 34-54819
|
SR-FICC-2006-14 |
|
34-55134 |
Jan. 19, 2007 |
Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral
See also:
Notice: Rel. No. 34-54787
|
SR-FICC-2006-10 |
|
34-55037 |
Jan. 3, 2007 |
Order Approving Proposed Rule Change to Amend the Rules of its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools
See also:
Notice: Rel. No. 34-54769
|
| FICC File Number List for 2007 |
| Release No. |
Date |
Details |
SR-FICC-2007-11 |
|
34-57596 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees
Comments due: 21 days after publication in the Federal Register
|
SR-FICC-2007-10 |
|
34-57586 |
Mar. 31, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
|
|
34-56837 |
Nov. 26, 2007 |
Notice of Filing of Proposed Rule Change to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
Comments due: December 21, 2007
|
SR-FICC-2007-09 |
|
34-56820 |
Nov. 20, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service
Comments due: December 18, 2007
|
SR-FICC-2007-08 |
|
34-57652 |
Apr. 11, 2008 |
Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service
|
|
34-57281 |
Feb. 6, 2008 |
Notice of Filing of Proposed Rule Change as amended by Amendment No. 1 to Resume Interbank Clearing for the GCF Repo Service
Comments due: March 4, 2008
|
|
34-56303 |
Aug. 22, 2007 |
Notice of Filing of Proposed Rule Change to Resume Interbank Clearing for the General Collateral Finance Repo Service
Comments due: September 18, 2007
|
SR-FICC-2007-07 |
|
34-56189 |
Aug. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Make Technical Changes to Update and Align Provisions with Current Practice
Comments due: August 30, 2007
|
SR-FICC-2007-06 |
|
34-57405 |
Feb. 29, 2008 |
Order Approving Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
|
|
34-56864 |
Nov. 29, 2007 |
Notice of Filing of Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
Comments due: December 21, 2007
|
SR-FICC-2007-05 |
|
34-58156 |
Jul. 15, 2008 |
Order Approving Proposed Rule Change as Amended to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
|
|
34-57666 |
Apr. 15, 2008 |
Notice of Filing of Proposed Rule Change to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
Comments due: May 13, 2008
|
SR-FICC-2007-04 |
|
34-59111 |
Dec. 17, 2008 |
Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
|
|
34-58128 |
Jul. 9, 2008 |
Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
Comments due: August 6, 2008
Comments received
are available
for this notice.
|
SR-FICC-2007-03 |
|
34-55616 |
Apr. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Clarify the Government Securities Division Rules with Respect to Repo Collateral Substitution Requests
Comments due: May 9, 2007
|
SR-FICC-2007-02 |
|
34-55701 |
May 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades
Comments due: May 31, 2007
|
SR-FICC-2007-01 |
|
34-55370 |
Feb. 28, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule To Interpret Rule 5 Section 6 of the Government Securities Division Rules
Comments due: March 28, 2007
|
http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2007.shtml
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