FICC Rulemaking: 2011

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2011

Additional Archives

2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

Chronological List

Release No.	Date	Details
Fourth Quarter
SR-FICC-2008-01
34-65899A	Dec. 12, 2011	Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services; Correction See also:   Order: Rel. No. 34-66550, Notice: Rel. No. 34-66124, and Notice: Rel. No. 34-65899 Comments received are available for this proposal.
SR-FICC-2011-08
34-65910	Dec. 8, , 2011	Order Approving Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions See also:   Notice: Rel. No. 34-65632
SR-FICC-2008-01
34-65899	Dec. 6, 2011	Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services Comments due: January 3, 2011 See also:   Order: Rel. No. 34-66550, Notice: Rel. No. 34-66124, and Correction: Rel. No. 34-65899A Comments received are available for this proposal.
SR-FICC-2011-08
34-65632	Oct. 26, 2011	Notice of Filing of Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions Comments due: November 22, 2011 See also:   Order: Rel. No. 34-65910
SR-FICC-2011-07
34-65539	Oct. 12, 2011	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Corrections to the Schedule of Timeframes, GCF Schedule of Timeframes, and Fee Structure in the GSD Rules Comments due: November 8, 2011
SR-FICC-2011-06
34-65479	Oct. 4, 2011	Order Approving Proposed Rule Change to Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary See also:   Notice: Rel. No. 34-65198
Third Quarter
SR-FICC-2011-05
34-65213	Aug. 29, 2011	Order Approving Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force See also:   Notice: Rel. No. 34-64955
SR-FICC-2011-06
34-65198	Aug. 25, 2011	Notice of Filing of Proposed Rule Change to Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary Comments due: September 21, 2011 See also:   Order: Rel. No. 34-65479
SR-FICC-2011-05
34-64955	Jul. 25, 2011	Notice of Filing of Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force Comments due: August 19, 2011 Submit comments on SR-FICC-2011-05
Second Quarter
SR-FICC-2011-04
34-64604	Jun. 6, 2011	Notice of Filing and Immediate Effectiveness of Proposed Rule to Permit Brokers to Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts Comments due: July 1, 2011
SR-FICC-2011-03
34-64488	May 13, 2011	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating To Updating the Range of Haircuts to be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities Comments due: June 9, 2011
First Quarter
SR-FICC-2011-01
34-64053	Mar. 8, 2011	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Notify Participants That The Mortgage Backed Securities Division Intends To Move The Time At Which It Runs Its Daily Morning Pass Comments due: April 4, 2011
SR-FICC-2011-02
34-64004	Mar. 2, 2011	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division Comments due: March 29, 2011
SR-FICC-2010-09
34-63986	Feb. 28, 2011	Order Granting Approval of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC See also:   Notice: Rel. No. 34-63361

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2011.shtml