Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on FICC Rulemaking

Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting

Filter comments


Date Sort descending	Letter Type	Commenter Name
Feb. 28, 2005	Public Comment	Eric L. Foster, Vice President and Associate General Counsel, The Bond Market Association
Feb. 17, 2005	Public Comment	Einil Assentato, President, Tradition Asiel Securities Inc.
Jan. 14, 2005	Public Comment	Jeffrey F. Ingber, General Manager, The Depository Trust & Clearing Corporation
Jan. 4, 2005	Public Comment	David Cassan, Executive Vice President, Countrywide Securities Corp.
Dec. 23, 2004	Public Comment	Robert F. Gartland, Managing Director, Morgan Stanley & Co. Incorporated
Dec. 17, 2004	Public Comment	Frank Tripodi, Managing Director, TD Securities (USA) LLC
Dec. 17, 2004	Public Comment	Ronald A. Purpora, Chief Executive Officer, North American Securities
Dec. 15, 2004	Public Comment	John P. Murphy, Managing Director-Operations, Hilliard Farber & Co., Inc.
Nov. 29, 2004	Public Comment	Scott Gordon, Chief Executive Officer, Rosenthal Collins Group, LLC
Nov. 26, 2004	Public Comment	Scott Gordon, Chief Executive Officer, Rosenthal Collins Group, LLC
Nov. 26, 2004	Public Comment	Stephen Merkel, Executive Managing Director, General Counsel, Cantor Fitzgerald Securities

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FICC-2004-15

Release Number

34-50607

How to submit comments