Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101454 | Oct 28, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to A View Received Comments Submit a Comment on SR-FICC-2024-007
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| 34-101340 | Oct 15, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| 34-101348 | Oct 15, 2024 | SR-FICC-2024-010 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Comments Due: September 24, 2024 |
| 34-101194 | Sep 26, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| 34-101082 | Sep 18, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transacti View Received Comments |
| 34-101081 | Sep 18, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlem View Received Comments |
| 34-101085 | Sep 18, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework View Received Comments |
| 34-100958 | Sep 6, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD |
| 34-100843 | Aug 27, 2024 | SR-FICC-2024-010 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Comments Due: September 24, 2024 See Also - Exhibit 3, Exhibit 5 |
| 34-100693 | Aug 12, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: 21 days after publication in the Federal Register. View Received Comments |