Comments on DTC Rulemaking

Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers

Filter comments

Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Jake Barrett
Public Comment Mary L. Forgy, Chairperson, National Steering Committee, Bank Depository User Group
Public Comment Russell Godwin, President, Medinah Minerals Inc.
Public Comment William J. Winter, Senior Vice President, Cashiers Department, A.G. Edwards & Sons, Inc.
Public Comment Henry F. Schlueter, Schlueter & Associations, P.C.
Public Comment John L. Petersen, Esq., Petersen & Fefer
Public Comment John Rideout
Public Comment Mary L. Forgy, Union Planters Trust & Investment Group
Public Comment Chris Spencer, CEO, Wizzard Software Corporation
Public Comment Joe Raia, Director of Marketing/OTC Clearing Services, New York Mercantile Exchange
Public Comment John O'Brien
Public Comment Marshal Shichtman, Esq., MBA, Marshal Shichtman & Associates, P.C.
Public Comment Michael L. Moran, First Vice President, Chief Compliance Officer, National Investor Services Corp.
Public Comment Paul A. Ebeling
Public Comment Paul A. Ebeling
Public Comment Dennis Dejose
Public Comment Erick Lihme
Public Comment Jack Kennedy
Public Comment James Hendricks
Public Comment Joseph Hoofnagle, Jr.
Public Comment Peter Richardson
Public Comment Robert M. Post
Public Comment Roger J. Steffensen
Public Comment Will Kernen
Public Comment Geoffrey F. Walsh
Public Comment Geoffrey F. Walsh, CEO, Solution Capital
Public Comment Kent N. Jacobson, President and CEO, James Barclay Alan Inc.
Public Comment Dave Patch
Public Comment David Salk
Public Comment Gordon D. House

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-DTC-2003-02
Release Number
34-47978