Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

CboeBZX File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
First Quarter
SR-CboeBZX-2021-016
34-91151 Feb. 18, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2021-014
34-91064 Feb. 4, 2021 Notice of Filing of a Proposed Rule Amendment to Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF (Each a "Fund" and, Collectively, the "Funds"), Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust (the "Trust"), to Strike and Publish Multiple Intra-day Net Asset Values ("NAVs") and an End-of-Day NAV
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2021-013
34-91010 Jan. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021
SR-CboeBZX-2021-010
34-90997 Jan. 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Its Fee Schedule to Eliminate Certain Routing Fee Codes
Comments due: February 23, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-009
34-90968 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-012
34-90957 Jan. 21, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Annual Listing Fee Cap for Outcome Strategy ETPs to Include Series Having Returns Based on Two or More Reference Indexes
Comments due: February 17, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-011
34-90944 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 16, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-002
34-90919 Jan. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the BZX Top Feed
Comments due: February 12, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-005
34-90910 Jan. 13, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 11, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-003
34-90912 Jan. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2020-094
34-90897 Jan. 11, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options and Equities Fees Schedules to Adopt a Provision Relating to Billing Errors and Fee Disputes
Comments due: February 5, 2021
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeBZX-2021-004
34-90863 Jan. 6, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Relating to LMM Financial Incentives
Comments due: February 2, 2021
Additional Materials: Exhibit 5

File Number List for 2021

Release No. Date Details
SR-CboeBZX-2021-016
34-91151 Feb. 18, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2021-014
34-91064 Feb. 4, 2021 Notice of Filing of a Proposed Rule Amendment to Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF (Each a "Fund" and, Collectively, the "Funds"), Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust (the "Trust"), to Strike and Publish Multiple Intra-day Net Asset Values ("NAVs") and an End-of-Day NAV
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2021-013
34-91010 Jan. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021
SR-CboeBZX-2021-012
34-90957 Jan. 21, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Annual Listing Fee Cap for Outcome Strategy ETPs to Include Series Having Returns Based on Two or More Reference Indexes
Comments due: February 17, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-011
34-90944 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 16, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-010
34-90997 Jan. 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Its Fee Schedule to Eliminate Certain Routing Fee Codes
Comments due: February 23, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-009
34-90968 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-005
34-90910 Jan. 13, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 11, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-004
34-90863 Jan. 6, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Relating to LMM Financial Incentives
Comments due: February 2, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-003
34-90912 Jan. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021
Additional Materials: Exhibit 5
SR-CboeBZX-2021-002
34-90919 Jan. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the BZX Top Feed
Comments due: February 12, 2021
Additional Materials: Exhibit 5