Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking
The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc..
All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted on the Bats BZX page.
We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. (CboeBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
CboeBZX File Number List for 2019
Additional Archives
Chronological List
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-CboeBZX-2019-009 | ||
| 34-85183 | Feb. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2018-066 | ||
| 34-85181 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis |
| SR-CboeBZX-2018-078 | ||
| 34-85178 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a Series of WisdomTree Trust, Under Rule 14.11(i) (Managed Fund Shares) |
| SR-CboeBZX-2018-077 | ||
| 34-85166 | Feb. 19, 2019 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares |
| SR-CboeBZX-2019-008 | ||
| 34-85142 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify that BZX's Halt Auction Process is Applicable Only to Halt Auctions Following a Regulatory Halt
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-006 | ||
| 34-85123 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-004 | ||
| 34-85119 | Feb. 13, 2019 | Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-CboeBZX-2019-002 | ||
| 34-85108 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeBZX-2019-001 | ||
| 34-85099 | Feb. 11, 2019 | Notice of Filing of a Proposed Rule Change to List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2018-096 | ||
| 34-85031 | Feb. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 22, 2109 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2018-040 | ||
| 34-84988 | Jan. 23, 2019 | Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
Cboe BZX File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-CboeBZX-2019-009 | ||
| 34-85183 | Feb. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-008 | ||
| 34-85142 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify that BZX's Halt Auction Process is Applicable Only to Halt Auctions Following a Regulatory Halt
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-006 | ||
| 34-85123 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-004 | ||
| 34-85119 | Feb. 13, 2019 | Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-CboeBZX-2019-002 | ||
| 34-85108 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeBZX-2019-001 | ||
| 34-85099 | Feb. 11, 2019 | Notice of Filing of a Proposed Rule Change to List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: 21 days after publication in the Federal Register |