Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking
The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc.
All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted on the Bats BZX page.
We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. (CboeBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
CboeBZX File Number List for 2019
Additional Archives
Chronological List
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-CboeBZX-2019-042 | ||
| 34-85881 | May 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-040 | ||
| 34-85869 | May 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Equities Fee Schedule to Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2019-034 | ||
| 34-85868 | May 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Main Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2019-043 | ||
| 34-85845 | May 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Rule Change Pursuant to SR-CboeBZX-2019-025
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2019-038 | ||
| 34-85846 | May 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-041 | ||
| 34-85840 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-039 | ||
| 34-85825 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to the BZX Equities Trading Platform ("BZX Equities") as it Relates to Pricing for the Use of the TRIM Routing Strategy
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-035 | ||
| 34-85804 | May 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to list and trade under BZX Rule 14.11(c)(4) the Shares of the iShares iBonds 2021 Term High Yield and Income ETF, iShares iBonds 2022 Term High Yield and Income ETF, iShares iBonds 2023 Term High Yield and Income ETF, iShares iBonds 2024 Term High Yield and Income ETF, and iShares iBonds 2025 Term High Yield and Income ETF of iShares Trust
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2019-037 | ||
| 34-85795 | May 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule to Delete References to the TRIM2 and SWPB Routing Options
Comments due: June 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-015 | ||
| 34-85766 | May 3, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities |
| SR-CboeBZX-2019-032 | ||
| 34-85760 | May 2, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade under BZX Rule 14.11(d)(2)(K)(i) Shares of the iPath S&P MLP ETN Issued by Barclays Bank PLC
Comments due: May 29, 2019 |
| SR-CboeBZX-2019-030 | ||
| 34-85729 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-016 | ||
| 34-85701 | Apr. 22, 2019 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 17, 2019 |
| SR-CboeBZX-2019-028 | ||
| 34-85689 | Apr. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 15, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2018-044 | ||
| 34-85682 | Apr. 17, 2019 | Order Scheduling Filing of Statements on Review In the Matter of Cboe BZX Exchange, Inc. For an Order of Disapproval of Proposed Rule Change to Amend BZX Rule 14.11(c), Index Fund Shares (File No. SR-CboeBZX-2018-044) |
| SR-CboeBZX-2019-023 | ||
| 34-85656 | Apr. 16, 2019 | Notice of Filing of a Proposed Rule Change Amend Exchange Rule 14.11(c), Index Fund Shares, to Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Bond Securities
Comments due: May 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-025 | ||
| 34-85642 | Apr. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-021 | ||
| 34-85636 | Apr. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-026 | ||
| 34-85604 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-024 | ||
| 34-85591 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-001 | ||
| 34-85557 | Apr. 9, 2019 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: May 6, 2019 |
| SR-CboeBZX-2019-022 | ||
| 34-85543 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions
Comments due: May 3, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-CboeBZX-2019-004 | ||
| 34-85475 | Mar. 29, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2019-019 | ||
| 34-85474 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Changes to the Listing Rule Governing the Listing and Trading of the Shares of the WisdomTree Japan Multifactor Fund and the WisdomTree Europe Multifactor Fund of the WisdomTree in Order for such Funds to be Listed and Traded on the Exchange Under Rule 14.11(i) ("Managed Fund Shares")
Comments due: April 25, 2019 |
| SR-CboeBZX-2019-020 | ||
| 34-85465 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-CboeBZX-2019-001 | ||
| 34-85388 | Mar. 21, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds |
| SR-CboeBZX-2019-017 | ||
| 34-85370 | Mar. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4)
Comments due: April 16, 2019 |
| SR-CboeBZX-2019-016 | ||
| 34-85349 | Mar. 18, 2019 | Notice of Filing of a Proposed Rule Change to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: April 12, 2019 Comments received are available for this proposal. |
| SR-CboeBZX-2019-015 | ||
| 34-85347 | Mar. 18, 2019 | Notice of Filing of a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities
Comments due: April 12, 2019 |
| SR-CboeBZX-2019-014 | ||
| 34-85320 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: April 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2018-044 | ||
| 34-85278 | Mar. 8, 2019 | Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend BZX Rule 14.11(c) (Index Fund Shares)
Additional Materials: |
| SR-CboeBZX-2019-012 | ||
| 34-85235 | Mar. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 28, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-013 | ||
| 34-85218 | Feb. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 27, 2019 |
| SR-CboeBZX-2019-009 | ||
| 34-85183 | Feb. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 21, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2018-066 | ||
| 34-85181 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis |
| SR-CboeBZX-2018-078 | ||
| 34-85178 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a Series of WisdomTree Trust, Under Rule 14.11(i) (Managed Fund Shares) |
| SR-CboeBZX-2018-077 | ||
| 34-85166 | Feb. 19, 2019 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares |
| SR-CboeBZX-2019-008 | ||
| 34-85142 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify that BZX's Halt Auction Process is Applicable Only to Halt Auctions Following a Regulatory Halt
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-006 | ||
| 34-85123 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-004 | ||
| 34-85119 | Feb. 13, 2019 | Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 13, 2019 Comments received are available for this proposal. |
| SR-CboeBZX-2019-002 | ||
| 34-85108 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 12, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeBZX-2019-001 | ||
| 34-85099 | Feb. 11, 2019 | Notice of Filing of a Proposed Rule Change to List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: March 8, 2019 Comments received are available for this proposal. |
| SR-CboeBZX-2018-096 | ||
| 34-85031 | Feb. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 22, 2109 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2018-040 | ||
| 34-84988 | Jan. 23, 2019 | Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
Cboe BZX File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-CboeBZX-2019-043 | ||
| 34-85845 | May 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Rule Change Pursuant to SR-CboeBZX-2019-025
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2019-042 | ||
| 34-85881 | May 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-041 | ||
| 34-85840 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-040 | ||
| 34-85869 | May 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Equities Fee Schedule to Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2019-039 | ||
| 34-85825 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to the BZX Equities Trading Platform ("BZX Equities") as it Relates to Pricing for the Use of the TRIM Routing Strategy
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-038 | ||
| 34-85846 | May 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-037 | ||
| 34-85795 | May 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule to Delete References to the TRIM2 and SWPB Routing Options
Comments due: June 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-035 | ||
| 34-85804 | May 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to list and trade under BZX Rule 14.11(c)(4) the Shares of the iShares iBonds 2021 Term High Yield and Income ETF, iShares iBonds 2022 Term High Yield and Income ETF, iShares iBonds 2023 Term High Yield and Income ETF, iShares iBonds 2024 Term High Yield and Income ETF, and iShares iBonds 2025 Term High Yield and Income ETF of iShares Trust
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2019-034 | ||
| 34-85868 | May 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Main Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2019-032 | ||
| 34-85760 | May 2, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade under BZX Rule 14.11(d)(2)(K)(i) Shares of the iPath S&P MLP ETN Issued by Barclays Bank PLC
Comments due: May 29, 2019 |
| SR-CboeBZX-2019-030 | ||
| 34-85729 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-028 | ||
| 34-85689 | Apr. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 15, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-026 | ||
| 34-85604 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-025 | ||
| 34-85642 | Apr. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-024 | ||
| 34-85591 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-023 | ||
| 34-85656 | Apr. 16, 2019 | Notice of Filing of a Proposed Rule Change Amend Exchange Rule 14.11(c), Index Fund Shares, to Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Bond Securities
Comments due: May 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-022 | ||
| 34-85543 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions
Comments due: May 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-021 | ||
| 34-85636 | Apr. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-020 | ||
| 34-85465 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-CboeBZX-2019-019 | ||
| 34-85474 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Changes to the Listing Rule Governing the Listing and Trading of the Shares of the WisdomTree Japan Multifactor Fund and the WisdomTree Europe Multifactor Fund of the WisdomTree in Order for such Funds to be Listed and Traded on the Exchange Under Rule 14.11(i) ("Managed Fund Shares")
Comments due: April 25, 2019 |
| SR-CboeBZX-2019-017 | ||
| 34-85370 | Mar. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4)
Comments due: April 16, 2019 |
| SR-CboeBZX-2019-016 | ||
| 34-85701 | Apr. 22, 2019 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 17, 2019 |
| 34-85349 | Mar. 18, 2019 | Notice of Filing of a Proposed Rule Change to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: April 12, 2019 Comments received are available for this proposal. |
| SR-CboeBZX-2019-015 | ||
| 34-85766 | May 3, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities |
| 34-85347 | Mar. 18, 2019 | Notice of Filing of a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities
Comments due: April 12, 2019 |
| SR-CboeBZX-2019-014 | ||
| 34-85320 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: April 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-013 | ||
| 34-85218 | Feb. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 27, 2019 |
| SR-CboeBZX-2019-012 | ||
| 34-85235 | Mar. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 28, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-009 | ||
| 34-85183 | Feb. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 21, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-008 | ||
| 34-85142 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify that BZX's Halt Auction Process is Applicable Only to Halt Auctions Following a Regulatory Halt
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-006 | ||
| 34-85123 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2019-004 | ||
| 34-85475 | Mar. 29, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| 34-85119 | Feb. 13, 2019 | Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 13, 2019 Comments received are available for this proposal. |
| SR-CboeBZX-2019-002 | ||
| 34-85108 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 12, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeBZX-2019-001 | ||
| 34-85557 | Apr. 9, 2019 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: May 6, 2019 |
| 34-85388 | Mar. 21, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds |
| 34-85099 | Feb. 11, 2019 | Notice of Filing of a Proposed Rule Change to List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: March 8, 2019 Comments received are available for this proposal. |