Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc..

All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted on the Bats BZX page.

We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. (CboeBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | 

CboeBZX File Number List for 2017

Chronological List

Release No. Date Details
Fourth Quarter
SR-CboeBZX-2017-011
34-82328 Dec. 14, 2017 Notice of Filing of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2017-008
34-82304 Dec. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9, Primary Pegged Order
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2017-009
34-82236 Dec. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2017-007
34-82227 Dec. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform
Comments due: January 2, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-006
34-82216 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-005
34-82217 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-002
34-82160 Nov. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading
Comments due: December 26, 2017
Additional Materials: Exhibit 5
SR-CboeBZX-2017-001
34-82123 Nov. 20, 2017 Notice of Filing of a Proposed Rule Change Relating to its Director Nomination and Committee Appointment Process and its Nominating and Governance Committee
Comments due: December 12, 2017
Additional Materials: Exhibit 5a, Exhibit 5b

Cboe BZX File Number List for 2017

Release No. Date Details
SR-CboeBZX-2017-011
34-82328 Dec. 14, 2017 Notice of Filing of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2017-009
34-82236 Dec. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2017-008
34-82304 Dec. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9, Primary Pegged Order
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2017-007
34-82227 Dec. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform
Comments due: January 2, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-006
34-82216 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-005
34-82217 Dec. 5, 2017 Notice of Filing of a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
Comments due: January 2, 2018
SR-CboeBZX-2017-002
34-82160 Nov. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading
Comments due: December 26, 2017
Additional Materials: Exhibit 5
SR-CboeBZX-2017-001
34-82123 Nov. 20, 2017 Notice of Filing of a Proposed Rule Change Relating to its Director Nomination and Committee Appointment Process and its Nominating and Governance Committee
Comments due: December 12, 2017
Additional Materials: Exhibit 5a, Exhibit 5b