Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc.

All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted on the Bats BZX page.

We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. (CboeBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

CboeBZX File Number List for 2019

Additional Archives

Chronological List

Release No. Date Details
Second Quarter
SR-CboeBZX-2019-042
34-85881 May 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-040
34-85869 May 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Equities Fee Schedule to Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2019-034
34-85868 May 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Main Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2019-043
34-85845 May 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Rule Change Pursuant to SR-CboeBZX-2019-025
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2019-038
34-85846 May 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-041
34-85840 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-039
34-85825 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to the BZX Equities Trading Platform ("BZX Equities") as it Relates to Pricing for the Use of the TRIM Routing Strategy
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-035
34-85804 May 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to list and trade under BZX Rule 14.11(c)(4) the Shares of the iShares iBonds 2021 Term High Yield and Income ETF, iShares iBonds 2022 Term High Yield and Income ETF, iShares iBonds 2023 Term High Yield and Income ETF, iShares iBonds 2024 Term High Yield and Income ETF, and iShares iBonds 2025 Term High Yield and Income ETF of iShares Trust
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2019-037
34-85795 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule to Delete References to the TRIM2 and SWPB Routing Options
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-015
34-85766 May 3, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities
SR-CboeBZX-2019-032
34-85760 May 2, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade under BZX Rule 14.11(d)(2)(K)(i) Shares of the iPath S&P MLP ETN Issued by Barclays Bank PLC
Comments due: May 29, 2019
SR-CboeBZX-2019-030
34-85729 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-016
34-85701 Apr. 22, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 17, 2019
SR-CboeBZX-2019-028
34-85689 Apr. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 15, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2018-044
34-85682 Apr. 17, 2019 Order Scheduling Filing of Statements on Review In the Matter of Cboe BZX Exchange, Inc. For an Order of Disapproval of Proposed Rule Change to Amend BZX Rule 14.11(c), Index Fund Shares (File No. SR-CboeBZX-2018-044)
SR-CboeBZX-2019-023
34-85656 Apr. 16, 2019 Notice of Filing of a Proposed Rule Change Amend Exchange Rule 14.11(c), Index Fund Shares, to Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Bond Securities
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-025
34-85642 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-021
34-85636 Apr. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-026
34-85604 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-024
34-85591 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-001
34-85557 Apr. 9, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: May 6, 2019
SR-CboeBZX-2019-022
34-85543 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions
Comments due: May 3, 2019
Additional Materials: Exhibit 5
First Quarter
SR-CboeBZX-2019-004
34-85475 Mar. 29, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2019-019
34-85474 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Changes to the Listing Rule Governing the Listing and Trading of the Shares of the WisdomTree Japan Multifactor Fund and the WisdomTree Europe Multifactor Fund of the WisdomTree in Order for such Funds to be Listed and Traded on the Exchange Under Rule 14.11(i) ("Managed Fund Shares")
Comments due: April 25, 2019
SR-CboeBZX-2019-020
34-85465 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-CboeBZX-2019-001
34-85388 Mar. 21, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
SR-CboeBZX-2019-017
34-85370 Mar. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule to List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4)
Comments due: April 16, 2019
SR-CboeBZX-2019-016
34-85349 Mar. 18, 2019 Notice of Filing of a Proposed Rule Change to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: April 12, 2019
Comments received are available for this proposal.
SR-CboeBZX-2019-015
34-85347 Mar. 18, 2019 Notice of Filing of a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities
Comments due: April 12, 2019
SR-CboeBZX-2019-014
34-85320 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2018-044
34-85278 Mar. 8, 2019 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend BZX Rule 14.11(c) (Index Fund Shares)
Additional Materials: 
SR-CboeBZX-2019-012
34-85235 Mar. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 28, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-013
34-85218 Feb. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 27, 2019
SR-CboeBZX-2019-009
34-85183 Feb. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 21, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2018-066
34-85181 Feb. 22, 2019 Notice of Deemed Approval of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis
SR-CboeBZX-2018-078
34-85178 Feb. 22, 2019 Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a Series of WisdomTree Trust, Under Rule 14.11(i) (Managed Fund Shares)
SR-CboeBZX-2018-077
34-85166 Feb. 19, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2019-008
34-85142 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify that BZX's Halt Auction Process is Applicable Only to Halt Auctions Following a Regulatory Halt
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-006
34-85123 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 13, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-004
34-85119 Feb. 13, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 13, 2019
Comments received are available for this proposal.
SR-CboeBZX-2019-002
34-85108 Feb. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 12, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeBZX-2019-001
34-85099 Feb. 11, 2019 Notice of Filing of a Proposed Rule Change to List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: March 8, 2019
Comments received are available for this proposal.
SR-CboeBZX-2018-096
34-85031 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 22, 2109
Additional Materials: Exhibit 5
SR-CboeBZX-2018-040
34-84988 Jan. 23, 2019 Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Cboe BZX File Number List for 2019

Release No. Date Details
SR-CboeBZX-2019-043
34-85845 May 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Rule Change Pursuant to SR-CboeBZX-2019-025
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2019-042
34-85881 May 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-041
34-85840 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-040
34-85869 May 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Equities Fee Schedule to Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2019-039
34-85825 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to the BZX Equities Trading Platform ("BZX Equities") as it Relates to Pricing for the Use of the TRIM Routing Strategy
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-038
34-85846 May 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2019-037
34-85795 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule to Delete References to the TRIM2 and SWPB Routing Options
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-035
34-85804 May 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to list and trade under BZX Rule 14.11(c)(4) the Shares of the iShares iBonds 2021 Term High Yield and Income ETF, iShares iBonds 2022 Term High Yield and Income ETF, iShares iBonds 2023 Term High Yield and Income ETF, iShares iBonds 2024 Term High Yield and Income ETF, and iShares iBonds 2025 Term High Yield and Income ETF of iShares Trust
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2019-034
34-85868 May 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Main Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2019-032
34-85760 May 2, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade under BZX Rule 14.11(d)(2)(K)(i) Shares of the iPath S&P MLP ETN Issued by Barclays Bank PLC
Comments due: May 29, 2019
SR-CboeBZX-2019-030
34-85729 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-028
34-85689 Apr. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 15, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-026
34-85604 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-025
34-85642 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-024
34-85591 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-023
34-85656 Apr. 16, 2019 Notice of Filing of a Proposed Rule Change Amend Exchange Rule 14.11(c), Index Fund Shares, to Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Bond Securities
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-022
34-85543 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions
Comments due: May 3, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-021
34-85636 Apr. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-020
34-85465 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-CboeBZX-2019-019
34-85474 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Changes to the Listing Rule Governing the Listing and Trading of the Shares of the WisdomTree Japan Multifactor Fund and the WisdomTree Europe Multifactor Fund of the WisdomTree in Order for such Funds to be Listed and Traded on the Exchange Under Rule 14.11(i) ("Managed Fund Shares")
Comments due: April 25, 2019
SR-CboeBZX-2019-017
34-85370 Mar. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule to List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4)
Comments due: April 16, 2019
SR-CboeBZX-2019-016
34-85701 Apr. 22, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 17, 2019
34-85349 Mar. 18, 2019 Notice of Filing of a Proposed Rule Change to Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust to Hold Certain Instruments in a Manner that May Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: April 12, 2019
Comments received are available for this proposal.
SR-CboeBZX-2019-015
34-85766 May 3, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities
34-85347 Mar. 18, 2019 Notice of Filing of a Proposed Rule Change to List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs under Rule 14.11(d), Equity Index-Linked Securities
Comments due: April 12, 2019
SR-CboeBZX-2019-014
34-85320 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-013
34-85218 Feb. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 27, 2019
SR-CboeBZX-2019-012
34-85235 Mar. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 28, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-009
34-85183 Feb. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c)
Comments due: March 21, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-008
34-85142 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify that BZX's Halt Auction Process is Applicable Only to Halt Auctions Following a Regulatory Halt
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-006
34-85123 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BZX Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 13, 2019
Additional Materials: Exhibit 5
SR-CboeBZX-2019-004
34-85475 Mar. 29, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-85119 Feb. 13, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 13, 2019
Comments received are available for this proposal.
SR-CboeBZX-2019-002
34-85108 Feb. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Eighth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 12, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeBZX-2019-001
34-85557 Apr. 9, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: May 6, 2019
34-85388 Mar. 21, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
34-85099 Feb. 11, 2019 Notice of Filing of a Proposed Rule Change to List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds
Comments due: March 8, 2019
Comments received are available for this proposal.