Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking
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Chronological List
Second Quarter |
First Quarter
CboeBZX File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2023
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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-CboeBZX-2023-013 | ||
| 34-97692 | Jun. 9, 2023 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-036 | ||
| 34-97675 | Jun. 8, 2023 | Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange's Initial Listing Standards
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-035 | ||
| 34-97584 | May 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-033 | ||
| 34-97513 | May 16, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-031 | ||
| 34-97490 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-030 | ||
| 34-97480 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-028 | ||
| 34-97461 | May 9, 2023 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2023-029 | ||
| 34-97457 | May 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-034 | ||
| 34-97442 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-020 | ||
| 34-97437 | May 4, 2023 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the BZX Equities Fee Schedule to Add and Modify Certain Step-Up Tiers, Add a Non-Displayed Step-Up Tier and Modify Certain Fee Codes
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-CboeBZX-2023-027 | ||
| 34-97436 | May 4, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-026 | ||
| 34-97392 | Apr. 27, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-013 | ||
| 34-97364 | Apr. 24, 2023 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes |
| SR-CboeBZX-2023-023 | ||
| 34-97319 | Apr. 18, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: May 15, 2023 Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-024 | ||
| 34-97304 | Apr. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023 Federal Register Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-CboeBZX-2023-021 | ||
| 34-97190 | Mar. 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-015 | ||
| 34-97146 | Mar. 15, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 11, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-016 | ||
| 34-97138 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-020 | ||
| 34-97108 | Mar. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 6, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2022-035 | ||
| 34-97102 | Mar. 10, 2023 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2023-013 | ||
| 34-97099 | Mar. 9, 2023 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Comments due: April 5, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-014 | ||
| 34-97013 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-012 | ||
| 34-96976 | Feb. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.12, and 11.13
Comments due: March 23, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-011 | ||
| 34-96954 | Feb. 21, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 20, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-010 | ||
| 34-96932 | Feb. 15, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 15, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-007 | ||
| 34-96911 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-004 | ||
| 34-96890 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2022-038 | ||
| 34-96861 | Feb. 9, 2023 | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Extend the MOC Cut-Off Time for Cboe Market Close |
| SR-CboeBZX-2022-031 | ||
| 34-96751 | Jan. 26, 2023 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2022-045 | ||
| 34-96747 | Jan. 25, 2023 | Notice of Withdrawal of Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) |
| SR-CboeBZX-2023-002 | ||
| 34-96678 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-001 | ||
| 34-96673 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-CboeBZX-2023-036 | ||
| 34-97675 | Jun. 8, 2023 | Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange's Initial Listing Standards
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-035 | ||
| 34-97584 | May 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-033 | ||
| 34-97513 | May 16, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-031 | ||
| 34-97490 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-030 | ||
| 34-97480 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-029 | ||
| 34-97457 | May 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-028 | ||
| 34-97461 | May 9, 2023 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2023-034 | ||
| 34-97442 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-027 | ||
| 34-97436 | May 4, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-026 | ||
| 34-97392 | Apr. 27, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-024 | ||
| 34-97304 | Apr. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-023 | ||
| 34-97319 | Apr. 18, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: May 15, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-021 | ||
| 34-97190 | Mar. 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-020 | ||
| 34-97437 | May 4, 2023 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the BZX Equities Fee Schedule to Add and Modify Certain Step-Up Tiers, Add a Non-Displayed Step-Up Tier and Modify Certain Fee Codes
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Comments received are available for this proposal. |
| 34-97108 | Mar. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 6, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-016 | ||
| 34-97138 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023 Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-015 | ||
| 34-97146 | Mar. 15, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 11, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-014 | ||
| 34-97013 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-013 | ||
| 34-97692 | Jun. 9, 2023 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Additional Materials: Exhibit 5 |
| 34-97364 | Apr. 24, 2023 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes |
| 34-97099 | Mar. 9, 2023 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Comments due: April 5, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-012 | ||
| 34-96976 | Feb. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.12, and 11.13
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-011 | ||
| 34-96954 | Feb. 21, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 20, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-010 | ||
| 34-96932 | Feb. 15, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 15, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-007 | ||
| 34-96911 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-004 | ||
| 34-96890 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2023-002 | ||
| 34-96678 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2023-001 | ||
| 34-96673 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |