Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

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Chronological List
Second Quarter |  First Quarter

CboeBZX File Number List for 2023

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Chronological List for 2023

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Release No. Date Details
Second Quarter
SR-CboeBZX-2023-013
34-97692 Jun. 9, 2023 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Additional Materials: Exhibit 5
SR-CboeBZX-2023-036
34-97675 Jun. 8, 2023 Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange's Initial Listing Standards
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-035
34-97584 May 25, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-033
34-97513 May 16, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-031
34-97490 May 11, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-030
34-97480 May 11, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-028
34-97461 May 9, 2023 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2023-029
34-97457 May 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-034
34-97442 May 5, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-020
34-97437 May 4, 2023 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the BZX Equities Fee Schedule to Add and Modify Certain Step-Up Tiers, Add a Non-Displayed Step-Up Tier and Modify Certain Fee Codes
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
SR-CboeBZX-2023-027
34-97436 May 4, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-026
34-97392 Apr. 27, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-013
34-97364 Apr. 24, 2023 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
SR-CboeBZX-2023-023
34-97319 Apr. 18, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  May 15, 2023 Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-024
34-97304 Apr. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023 Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-CboeBZX-2023-021
34-97190 Mar. 23, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-015
34-97146 Mar. 15, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 11, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-016
34-97138 Mar. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-020
34-97108 Mar. 10, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  April 6, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2022-035
34-97102 Mar. 10, 2023 Order Disapproving a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2023-013
34-97099 Mar. 9, 2023 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Comments due:  April 5, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-014
34-97013 Mar. 1, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-012
34-96976 Feb. 24, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.12, and 11.13
Comments due:  March 23, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-011
34-96954 Feb. 21, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 20, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-010
34-96932 Feb. 15, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 15, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-007
34-96911 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-004
34-96890 Feb. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2022-038
34-96861 Feb. 9, 2023 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Extend the MOC Cut-Off Time for Cboe Market Close
SR-CboeBZX-2022-031
34-96751 Jan. 26, 2023 Order Disapproving a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2022-045
34-96747 Jan. 25, 2023 Notice of Withdrawal of Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)
SR-CboeBZX-2023-002
34-96678 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: February 13, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-001
34-96673 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.

File Number List for 2023

Release No. Date Details
SR-CboeBZX-2023-036
34-97675 Jun. 8, 2023 Notice of Filing of a Proposed Rule Change to Revise Certain of the Exchange's Initial Listing Standards
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-035
34-97584 May 25, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-033
34-97513 May 16, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-031
34-97490 May 11, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-030
34-97480 May 11, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-029
34-97457 May 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-028
34-97461 May 9, 2023 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2023-034
34-97442 May 5, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-027
34-97436 May 4, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-026
34-97392 Apr. 27, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-024
34-97304 Apr. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023 Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-023
34-97319 Apr. 18, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  May 15, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-021
34-97190 Mar. 23, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-020
34-97437 May 4, 2023 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the BZX Equities Fee Schedule to Add and Modify Certain Step-Up Tiers, Add a Non-Displayed Step-Up Tier and Modify Certain Fee Codes
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
34-97108 Mar. 10, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  April 6, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-016
34-97138 Mar. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  April 10, 2023 Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-015
34-97146 Mar. 15, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due:  April 11, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-014
34-97013 Mar. 1, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-013
34-97692 Jun. 9, 2023 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Additional Materials: Exhibit 5
34-97364 Apr. 24, 2023 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
34-97099 Mar. 9, 2023 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules to Require Companies Listed on the Exchange to Develop, Implement, and Disclose a Written Compensation Recovery Policy to Comply with Rule 10D-1 Under the Exchange Act and Make Other Related Changes
Comments due:  April 5, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-012
34-96976 Feb. 24, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.12, and 11.13
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2023-011
34-96954 Feb. 21, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 20, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-010
34-96932 Feb. 15, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 15, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-007
34-96911 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-004
34-96890 Feb. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2023-002
34-96678 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: February 13, 2023
Additional Materials: Exhibit 5
SR-CboeBZX-2023-001
34-96673 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.