Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking
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CboeBZX File Number List for 2022
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Chronological List for 2022
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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-CboeBZX-2022-030 | ||
| 34-94911 | May 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-006 | ||
| 34-94907 | May 13, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| SR-CboeBZX-2022-029 | ||
| 34-94802 | Apr. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: May 24, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2021-078 | ||
| 34-94788 | Apr. 22, 2022 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce a New Data Product to be Known as the Short Volume Report
Comments due: May 19, 2022 Additional Materials: Exhibit 4, Exhibit 5 |
| SR-CboeBZX-2022-028 | ||
| 34-94749 | Apr. 19, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on July 20, 2022
Comments due: May 16, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-017 | ||
| 34-94744 | Apr. 19, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend BZX Rule 11.17, Clearly Erroneous Executions |
| SR-CboeBZX-2022-026 | ||
| 34-94741 | Apr. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Minimum Price Variance Provisions of Exchange Rule 14.11(i) (Managed Fund Shares), (l) (Exchange-Traded Fund Shares), and (m) (Tracking Fund Shares)
Comments due: May 13, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-027 | ||
| 34-94702 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.18
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-025 | ||
| 34-94689 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-024 | ||
| 34-94635 | Apr. 7, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 4, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-086 | ||
| 34-94601 | Apr. 4, 2022 | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)
Comments due: April 29, 2022 Rebuttal comments due: May 13, 2022 |
| First Quarter | ||
| SR-CboeBZX-2021-051 | ||
| 34-94571 | Mar. 31, 2022 | Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2022-022 | ||
| 34-94528 | Mar. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons and Move those Rules from Interpretation and Policy .02 of Rule 2.5 to Proposed Rule 2.16 and to Amend Related Registration Requirements Provided Under Various Interpretations and Policies of Rule 2.5
Comments due: April 22, 2022 |
| SR-CboeBZX-2022-021 | ||
| 34-94511 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 20, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-020 | ||
| 34-94506 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 20, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-006 | ||
| 34-94476 | Mar. 18, 2022 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2021-083 | ||
| 34-94474 | Mar. 18, 2022 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 25.3, which Governs the Exchange's Minor Rule Violation Plan, in Connection with Certain Minor Rule Violations and Applicable Fines
Comments due: April 14, 2022 |
| SR-CboeBZX-2022-023 | ||
| 34-94464 | Mar. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022
Comments due: April 14, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-015 | ||
| 34-94432 | Mar. 16, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: April 12, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-019 | ||
| 34-94408 | Mar. 14, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the External Subscriber Fees Applicable to Cboe One Summary Derived Data API Service
Comments due: April 8, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-016 | ||
| 34-94402 | Mar. 11, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Basket of the Hartford Large Cap Growth ETF, and to Permit the Use of Custom Baskets by the Hartford Large Cap Growth ETF, the Invesco US Large Cap Core ETF, and the Invesco Real Assets ESG ETF
Comments due: April 7, 2022 |
| SR-CboeBZX-2022-018 | ||
| 34-94401 | Mar. 11, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain Series of Tracking Fund Shares issued by Fidelity Covington Trust, Which are Listed and Traded on the Exchange Pursuant to Rule 14.11(m), to Use Custom Baskets
Comments due: April 7, 2022 |
| SR-CboeBZX-2021-052 | ||
| 34-94396 | Mar. 10, 2022 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2022-014 | ||
| 34-94379 | Mar. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: April 4, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-011 | ||
| 34-94377 | Mar. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 4, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-017 | ||
| 34-94374 | Mar. 7, 2022 | Notice of Filing of a Proposed Rule Change Relating to Amend BZX Rule 11.17, Clearly Erroneous Executions
Comments due: April 1, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-078 | ||
| 34-94372 | Mar. 7, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a New Data Product to be Known as the Short Volume Report
Comments due: April 1, 2022 Rebuttal comments due: April 15, 2022 |
| SR-CboeBZX-2022-009 | ||
| 34-94328 | Feb. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop Order and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-008 | ||
| 34-94252 | Feb. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 15, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-086 | ||
| 34-94238 | Feb. 14, 2022 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) |
| SR-CboeBZX-2021-052 | ||
| 34-94202 | Feb. 9, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2022-006 | ||
| 34-94184 | Feb. 8, 2022 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 7, 2022 |
| SR-CboeBZX-2021-083 | ||
| 34-94142 | Feb. 3, 2022 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 25.3, which Governs the Exchange's Minor Rule Violation Plan, in Connection with Certain Minor Rule Violations and Applicable Fines |
| SR-CboeBZX-2022-005 | ||
| 34-94094 | Jan. 28, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
Comments due: February 24, 2022 |
| SR-CboeBZX-2021-039 | ||
| 34-94080 | Jan. 27, 2022 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2021-051 | ||
| 34-94055 | Jan. 25, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| SR-CboeBZX-2021-078 | ||
| 34-94010 | Jan. 20, 2022 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Introduce a New Data Product to be Known as the Short Volume Report |
| SR-CboeBZX-2022-001 | ||
| 34-93994 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: February 14, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2022-004 | ||
| 34-93988 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Improve the Operation of the Rule
Comments due: February 14, 2022 |
| SR-CboeBZX-2022-002 | ||
| 34-93974 | Jan. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 10, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-076 | ||
| 34-93963 | Jan. 12, 2022 | Order Granting Approval of Proposed Rule Changes to Amend Each Exchange’s Rules in Connection with a Risk Setting that Users May Elect to Apply to their Orders in Hard to Borrow Securities
Additional File Nos.: SR-CboeBYX-2021-027, SR-CboeEDGA-2021-024, SR-CboeEDGX-2021-048 |
File Number List for 2022
| Release No. | Date | Details |
|---|---|---|
| SR-CboeBZX-2022-030 | ||
| 34-94911 | May 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-029 | ||
| 34-94802 | Apr. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: May 24, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeBZX-2022-028 | ||
| 34-94749 | Apr. 19, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on July 20, 2022
Comments due: May 16, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-027 | ||
| 34-94702 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.18
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-026 | ||
| 34-94741 | Apr. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Minimum Price Variance Provisions of Exchange Rule 14.11(i) (Managed Fund Shares), (l) (Exchange-Traded Fund Shares), and (m) (Tracking Fund Shares)
Comments due: May 13, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-025 | ||
| 34-94689 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-024 | ||
| 34-94635 | Apr. 7, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 4, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-023 | ||
| 34-94464 | Mar. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022
Comments due: April 14, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-022 | ||
| 34-94528 | Mar. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons and Move those Rules from Interpretation and Policy .02 of Rule 2.5 to Proposed Rule 2.16 and to Amend Related Registration Requirements Provided Under Various Interpretations and Policies of Rule 2.5
Comments due: April 22, 2022 |
| SR-CboeBZX-2022-021 | ||
| 34-94511 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 20, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-020 | ||
| 34-94506 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 20, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-019 | ||
| 34-94408 | Mar. 14, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the External Subscriber Fees Applicable to Cboe One Summary Derived Data API Service
Comments due: April 8, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-018 | ||
| 34-94401 | Mar. 11, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain Series of Tracking Fund Shares issued by Fidelity Covington Trust, Which are Listed and Traded on the Exchange Pursuant to Rule 14.11(m), to Use Custom Baskets
Comments due: April 7, 2022 |
| SR-CboeBZX-2022-017 | ||
| 34-94744 | Apr. 19, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend BZX Rule 11.17, Clearly Erroneous Executions |
| 34-94374 | Mar. 7, 2022 | Notice of Filing of a Proposed Rule Change Relating to Amend BZX Rule 11.17, Clearly Erroneous Executions
Comments due: April 1, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-016 | ||
| 34-94402 | Mar. 11, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Basket of the Hartford Large Cap Growth ETF, and to Permit the Use of Custom Baskets by the Hartford Large Cap Growth ETF, the Invesco US Large Cap Core ETF, and the Invesco Real Assets ESG ETF
Comments due: April 7, 2022 |
| SR-CboeBZX-2022-015 | ||
| 34-94432 | Mar. 16, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: April 12, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-014 | ||
| 34-94379 | Mar. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: April 4, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-011 | ||
| 34-94377 | Mar. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 4, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-009 | ||
| 34-94328 | Feb. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop Order and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-008 | ||
| 34-94252 | Feb. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 15, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-006 | ||
| 34-94907 | May 13, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-94476 | Mar. 18, 2022 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| 34-94184 | Feb. 8, 2022 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 7, 2022 |
| SR-CboeBZX-2022-005 | ||
| 34-94094 | Jan. 28, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
Comments due: February 24, 2022 |
| SR-CboeBZX-2022-004 | ||
| 34-93988 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Improve the Operation of the Rule
Comments due: February 14, 2022 |
| SR-CboeBZX-2022-002 | ||
| 34-93974 | Jan. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 10, 2022 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2022-001 | ||
| 34-93994 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: February 14, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |