Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

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CboeBZX File Number List for 2022

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Chronological List for 2022

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Release No. Date Details
Second Quarter
SR-CboeBZX-2022-030
34-94911 May 13, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2022-006
34-94907 May 13, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
SR-CboeBZX-2022-029
34-94802 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: May 24, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2021-078
34-94788 Apr. 22, 2022 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce a New Data Product to be Known as the Short Volume Report
Comments due: May 19, 2022
Additional Materials: Exhibit 4, Exhibit 5
SR-CboeBZX-2022-028
34-94749 Apr. 19, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on July 20, 2022
Comments due: May 16, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-017
34-94744 Apr. 19, 2022 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend BZX Rule 11.17, Clearly Erroneous Executions
SR-CboeBZX-2022-026
34-94741 Apr. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Minimum Price Variance Provisions of Exchange Rule 14.11(i) (Managed Fund Shares), (l) (Exchange-Traded Fund Shares), and (m) (Tracking Fund Shares)
Comments due: May 13, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-027
34-94702 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.18
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-025
34-94689 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-024
34-94635 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2021-086
34-94601 Apr. 4, 2022 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)
Comments due: April 29, 2022
Rebuttal comments due: May 13, 2022
First Quarter
SR-CboeBZX-2021-051
34-94571 Mar. 31, 2022 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2022-022
34-94528 Mar. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons and Move those Rules from Interpretation and Policy .02 of Rule 2.5 to Proposed Rule 2.16 and to Amend Related Registration Requirements Provided Under Various Interpretations and Policies of Rule 2.5
Comments due: April 22, 2022
SR-CboeBZX-2022-021
34-94511 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 20, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-020
34-94506 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 20, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-006
34-94476 Mar. 18, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2021-083
34-94474 Mar. 18, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 25.3, which Governs the Exchange's Minor Rule Violation Plan, in Connection with Certain Minor Rule Violations and Applicable Fines
Comments due: April 14, 2022
SR-CboeBZX-2022-023
34-94464 Mar. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022
Comments due: April 14, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-015
34-94432 Mar. 16, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: April 12, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-019
34-94408 Mar. 14, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the External Subscriber Fees Applicable to Cboe One Summary Derived Data API Service
Comments due: April 8, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-016
34-94402 Mar. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Basket of the Hartford Large Cap Growth ETF, and to Permit the Use of Custom Baskets by the Hartford Large Cap Growth ETF, the Invesco US Large Cap Core ETF, and the Invesco Real Assets ESG ETF
Comments due: April 7, 2022
SR-CboeBZX-2022-018
34-94401 Mar. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain Series of Tracking Fund Shares issued by Fidelity Covington Trust, Which are Listed and Traded on the Exchange Pursuant to Rule 14.11(m), to Use Custom Baskets
Comments due: April 7, 2022
SR-CboeBZX-2021-052
34-94396 Mar. 10, 2022 Order Disapproving a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2022-014
34-94379 Mar. 8, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: April 4, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-011
34-94377 Mar. 8, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 4, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-017
34-94374 Mar. 7, 2022 Notice of Filing of a Proposed Rule Change Relating to Amend BZX Rule 11.17, Clearly Erroneous Executions
Comments due: April 1, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2021-078
34-94372 Mar. 7, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a New Data Product to be Known as the Short Volume Report
Comments due: April 1, 2022
Rebuttal comments due: April 15, 2022
SR-CboeBZX-2022-009
34-94328 Feb. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop Order and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-008
34-94252 Feb. 15, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 15, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2021-086
34-94238 Feb. 14, 2022 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)
SR-CboeBZX-2021-052
34-94202 Feb. 9, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2022-006
34-94184 Feb. 8, 2022 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 7, 2022
SR-CboeBZX-2021-083
34-94142 Feb. 3, 2022 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 25.3, which Governs the Exchange's Minor Rule Violation Plan, in Connection with Certain Minor Rule Violations and Applicable Fines
SR-CboeBZX-2022-005
34-94094 Jan. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
Comments due: February 24, 2022
SR-CboeBZX-2021-039
34-94080 Jan. 27, 2022 Order Disapproving a Proposed Rule Change to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2021-051
34-94055 Jan. 25, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
SR-CboeBZX-2021-078
34-94010 Jan. 20, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Introduce a New Data Product to be Known as the Short Volume Report
SR-CboeBZX-2022-001
34-93994 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: February 14, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2022-004
34-93988 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Improve the Operation of the Rule
Comments due: February 14, 2022
SR-CboeBZX-2022-002
34-93974 Jan. 13, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 10, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2021-076
34-93963 Jan. 12, 2022 Order Granting Approval of Proposed Rule Changes to Amend Each Exchange’s Rules in Connection with a Risk Setting that Users May Elect to Apply to their Orders in Hard to Borrow Securities
Additional File Nos.: SR-CboeBYX-2021-027, SR-CboeEDGA-2021-024, SR-CboeEDGX-2021-048

File Number List for 2022

Release No. Date Details
SR-CboeBZX-2022-030
34-94911 May 13, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2022-029
34-94802 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: May 24, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2022-028
34-94749 Apr. 19, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on July 20, 2022
Comments due: May 16, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-027
34-94702 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 11.18
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-026
34-94741 Apr. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Minimum Price Variance Provisions of Exchange Rule 14.11(i) (Managed Fund Shares), (l) (Exchange-Traded Fund Shares), and (m) (Tracking Fund Shares)
Comments due: May 13, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-025
34-94689 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-024
34-94635 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-023
34-94464 Mar. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022
Comments due: April 14, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-022
34-94528 Mar. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons and Move those Rules from Interpretation and Policy .02 of Rule 2.5 to Proposed Rule 2.16 and to Amend Related Registration Requirements Provided Under Various Interpretations and Policies of Rule 2.5
Comments due: April 22, 2022
SR-CboeBZX-2022-021
34-94511 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 20, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-020
34-94506 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 20, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-019
34-94408 Mar. 14, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the External Subscriber Fees Applicable to Cboe One Summary Derived Data API Service
Comments due: April 8, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-018
34-94401 Mar. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain Series of Tracking Fund Shares issued by Fidelity Covington Trust, Which are Listed and Traded on the Exchange Pursuant to Rule 14.11(m), to Use Custom Baskets
Comments due: April 7, 2022
SR-CboeBZX-2022-017
34-94744 Apr. 19, 2022 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend BZX Rule 11.17, Clearly Erroneous Executions
34-94374 Mar. 7, 2022 Notice of Filing of a Proposed Rule Change Relating to Amend BZX Rule 11.17, Clearly Erroneous Executions
Comments due: April 1, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-016
34-94402 Mar. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Basket of the Hartford Large Cap Growth ETF, and to Permit the Use of Custom Baskets by the Hartford Large Cap Growth ETF, the Invesco US Large Cap Core ETF, and the Invesco Real Assets ESG ETF
Comments due: April 7, 2022
SR-CboeBZX-2022-015
34-94432 Mar. 16, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: April 12, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-014
34-94379 Mar. 8, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: April 4, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-011
34-94377 Mar. 8, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 4, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-009
34-94328 Feb. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop Order and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-008
34-94252 Feb. 15, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 15, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-006
34-94907 May 13, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
34-94476 Mar. 18, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-94184 Feb. 8, 2022 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: March 7, 2022
SR-CboeBZX-2022-005
34-94094 Jan. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
Comments due: February 24, 2022
SR-CboeBZX-2022-004
34-93988 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Improve the Operation of the Rule
Comments due: February 14, 2022
SR-CboeBZX-2022-002
34-93974 Jan. 13, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 10, 2022
Additional Materials: Exhibit 5
SR-CboeBZX-2022-001
34-93994 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: February 14, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.