Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking
We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
CboeBZX File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2021
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-CboeBZX-2021-016 | ||
| 34-91151 | Feb. 18, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-014 | ||
| 34-91064 | Feb. 4, 2021 | Notice of Filing of a Proposed Rule Amendment to Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF (Each a "Fund" and, Collectively, the "Funds"), Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust (the "Trust"), to Strike and Publish Multiple Intra-day Net Asset Values ("NAVs") and an End-of-Day NAV
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2021-013 | ||
| 34-91010 | Jan. 28, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021 |
| SR-CboeBZX-2021-010 | ||
| 34-90997 | Jan. 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Its Fee Schedule to Eliminate Certain Routing Fee Codes
Comments due: February 23, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-009 | ||
| 34-90968 | Jan. 22, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-012 | ||
| 34-90957 | Jan. 21, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Annual Listing Fee Cap for Outcome Strategy ETPs to Include Series Having Returns Based on Two or More Reference Indexes
Comments due: February 17, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-011 | ||
| 34-90944 | Jan. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 16, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-002 | ||
| 34-90919 | Jan. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the BZX Top Feed
Comments due: February 12, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-005 | ||
| 34-90910 | Jan. 13, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 11, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-003 | ||
| 34-90912 | Jan. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2020-094 | ||
| 34-90897 | Jan. 11, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options and Equities Fees Schedules to Adopt a Provision Relating to Billing Errors and Fee Disputes
Comments due: February 5, 2021 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeBZX-2021-004 | ||
| 34-90863 | Jan. 6, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Relating to LMM Financial Incentives
Comments due: February 2, 2021 Additional Materials: Exhibit 5 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-CboeBZX-2021-016 | ||
| 34-91151 | Feb. 18, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-014 | ||
| 34-91064 | Feb. 4, 2021 | Notice of Filing of a Proposed Rule Amendment to Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF (Each a "Fund" and, Collectively, the "Funds"), Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust (the "Trust"), to Strike and Publish Multiple Intra-day Net Asset Values ("NAVs") and an End-of-Day NAV
Comments due: 21 days after publication in the Federal Register |
| SR-CboeBZX-2021-013 | ||
| 34-91010 | Jan. 28, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021 |
| SR-CboeBZX-2021-012 | ||
| 34-90957 | Jan. 21, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Annual Listing Fee Cap for Outcome Strategy ETPs to Include Series Having Returns Based on Two or More Reference Indexes
Comments due: February 17, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-011 | ||
| 34-90944 | Jan. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 16, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-010 | ||
| 34-90997 | Jan. 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Its Fee Schedule to Eliminate Certain Routing Fee Codes
Comments due: February 23, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-009 | ||
| 34-90968 | Jan. 22, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-005 | ||
| 34-90910 | Jan. 13, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 11, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-004 | ||
| 34-90863 | Jan. 6, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Relating to LMM Financial Incentives
Comments due: February 2, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-003 | ||
| 34-90912 | Jan. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021 Additional Materials: Exhibit 5 |
| SR-CboeBZX-2021-002 | ||
| 34-90919 | Jan. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the BZX Top Feed
Comments due: February 12, 2021 Additional Materials: Exhibit 5 |