Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc..

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Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter | First Quarter

CboeBZX File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-CboeBZX-2018-085
34-84789 Dec. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List Shares of the Cambria Global Momentum ETF under Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2018-086
34-84777 Dec. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Provision Related to its Risk Monitor Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2018-078
34-84750 Dec. 7, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund Under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-079
34-84738 Dec. 6, 2018 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Establish How the BZX Official Closing Price Would be Determined for BZX-Listed Securities
SR-CboeBZX-2018-040
34-84731 Dec. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
SR-CboeBZX-2018-076
34-84719 Dec. 4, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-084
34-84695 Nov. 30, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.8, Long-Term Options Contracts
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2018-083
34-84653 Nov. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees
Comments due: December 21, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-082
34-84631 Nov. 20, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Rules Regarding How the System Handles Market Orders in Series with no Bid or No Offer
Comments due: December 18, 2018
SR-CboeBZX-2018-077
34-84604 Nov. 15, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares
Comments due: December 12, 2018
SR-CboeBZX-2018-018
34-84523 Nov. 1, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
SR-CboeBZX-2018-079
34-84507 Oct. 30, 2018 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish How the BZX Official Closing Price Would be Determined for BZX-Listed Securities
Comments due: November 26, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-066
34-84480 Oct. 24, 2018 Notice of Filing of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis
Comments due: November 20, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-078
34-84456 Oct. 19, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a Series of WisdomTree Trust, under Rule 14.11(i), Managed Fund Shares
Comments due: November 15, 2018
SR-CboeBZX-2018-076
34-84438 Oct. 16, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, under Rule 14.11(i), Managed Fund Shares
Comments due: November 13, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-074
34-84406 Oct. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce Equities Purge Ports to (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, to Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform ("BZX Equities") to Identify and to Set Fees for Purge Ports
Comments due: November 7, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeBZX-2018-075
34-84401 Oct. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees on Cboe BZX Exchange, Inc.
Comments due: November 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-072
34-84394 Oct. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the JPMorgan Municipal ETF and JPMorgan Ultra-Short Municipal ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares
Comments due: November 6, 2018
SR-CboeBZX-2018-044
34-84378 Oct. 5, 2018 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend BZX Rule 14.11(c) (Index Fund Shares)
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
SR-CboeBZX-2018-047
34-84377 Oct. 5, 2018 Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, to Amend BZX Rule 14.8, General Listings Requirements - Tier I, to Adopt Listing Standards for Closed-End Funds
Comments due: November 2, 2018
SR-CboeBZX-2018-001
34-84368 Oct. 4, 2018 Corrected Order Scheduling Filing of Statements on Review In the Matter of Cboe BZX Exchange, Inc. For an Order of Disapproval of Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF (File No. SR-CboeBZX-2018-001)
See also: Statement in Oppositition to Disapproval Order (Cboe Global Markets, Inc.)
SR-CboeBZX-2018-001
34-84367 Oct. 4, 2018 Corrected Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust , Under Rule 14.11(f)(4), Trust Issued Receipts
Comments due: November 1, 2018
Third Quarter
SR-CboeBZX-2018-058
34-84298 Sep. 27, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit the Listing and Trading of Options that Overlie the Mini-SPX Index and the Russell 2000 Index
SR-CboeBZX-2018-040
34-84231 Sep. 20, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: October 17, 2018
Rebuttal comments due: October 31, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-071
34-84166 Sep. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members that Engage in Trading Activities on the Exchange
Comments due: October 12, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-019
34-84143 Sep. 14, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-070
34-84107 Sep. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the iShares iBonds Dec 2025 Term Muni Bond ETF of iShares Trust Under BZX Rule 14.11(c)(4) (Index Fund Shares)
Comments due: October 9, 2018
SR-CboeBZX-2018-065
34-84002 Aug. 30, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: September 26, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-069
34-83959 Aug. 27, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language Regarding the Timing of Listing Long-Term Options Series
Comments due: September 21, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-047
34-83938 Aug. 24, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend BZX Rule 14.8, General Listings Requirements - Tier I, to Adopt Listing Standards for Closed-End Funds
SR-CboeBZX-2018-060
34-83926 Aug. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fee Schedule to Eliminate Fee Code IX on Cboe BZX Exchange, Inc.
Comments due: September 19, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-044
34-83919 Aug. 23, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding BZX Rule 14.11(c) (Index Fund Shares)
SR-CboeBZX-2018-001
34-83913 Aug. 22, 2018 Order Disapproving a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF
See also: Letter from Secretary of the Commission to Kyle Murray, Assistant General Counsel, Cboe Global Markets, dated August 23, 2018 (providing notice of Commission review of delegated action and stay of order)
SR-CboeBZX-2018-064
34-83908 Aug. 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Representations Relating to the Listing and Trading of Shares of the Innovator S&P 500 Buffer ETFs
Comments due: September 18, 2018
SR-CboeBZX-2018-063
34-83879 Aug. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-061
34-83878 Aug. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-058
34-83852 Aug. 15, 2018 Notice of Filing of a Proposed Rule Change to Permit the Listing and Trading of Options that Overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average
Comments due: September 11, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-057
34-83809 Aug. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1.5, Definitions, Exchange Rule 14.6, Obligations for Companies Listed on the Exchange, and Exchange Rule 14.11, Other Securities
Comments due: September 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-005
34-83796 Aug. 8, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500® Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2018-040
34-83792 Aug. 7, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
SR-CboeBZX-2017-006
34-83784 Aug. 7, 2018 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2018-018
34-83775 Aug. 3, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
Comments due: August 30, 2018
Rebuttal comments due: September 13, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-010
34-83750 Jul. 31, 2018 Notice of Withdrawal of a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
SR-CboeBZX-2018-051
34-83673 Jul. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, to Amend the Operation of the Super Aggressive Order Instruction
Comments due: August 15, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-050
34-83640 Jul. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: August 10, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-046
34-83597 Jul. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 14.13, Company Listing Fees
Comments due: August 1, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-047
34-83596 Jul. 5, 2018 Notice of Filing of a Proposed Rule Change to Amend BZX Rule 14.8, General Listings Requirements - Tier I
Comments due: August 1, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-044
34-83594 Jul. 5, 2018 Notice of Filing of a Proposed Rule Change to Amend BZX Rule 14.11(c), Index Fund Shares
Comments due: August 1, 2018
Comments received are available for this proposal.
Second Quarter
SR-CboeBZX-2018-049
34-83569 Jun. 29, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due: July 27, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-83548 Jun. 28, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
SR-CboeBZX-2018-042
34-83537 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-040
34-83520 Jun. 26, 2018 Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
Comments due: July 23, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-018
34-83479 Jun. 20, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF
SR-CboeBZX-2018-019
34-83467 Jun. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: July 16, 2018
Rebuttal comments due: July 30, 2018
SR-CboeBZX-2018-037
34-83442 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX
Comments due: July 11, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-039
34-83438 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: July 11, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-038
34-83429 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options
Comments due: July 11, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2017-005
34-83390 Jun. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Each Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF under the ETF Series Solutions Trust under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2017-006
34-83388 Jun. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust under Rule 14.11(c)(3)
SR-CboeBZX-2018-036
34-83363 Jun. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF
Comments due: June 28, 2018
SR-CboeBZX-2018-034
34-83302 May 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust
Comments due: June 19, 2018
SR-CboeBZX-2018-010
34-83293 May 21, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: June 15, 2018
Rebuttal comments due: June 29, 2018
SR-CboeBZX-2018-035
34-83247 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 11, 2018
SR-CboeBZX-2018-030
34-83210 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: June 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-033
34-83206 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Under BZX Rule 14.11(c)(4) Shares of the iShares Long-Term National Muni Bond ETF of iShares Trust
Comments due: June 6, 2018
SR-CboeBZX-2018-031
34-83200 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Certain Routing Fees Related to its Equity Options Platform
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-032
34-83187 May 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Continue Listing and Trading Shares of the Cambria Sovereign Bond ETF
Comments due: June 4, 2018
SR-CboeBZX-2018-018
34-83152 May 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
Comments due: May 29, 2018
SR-CboeBZX-2018-029
34-83146 May 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Horizons Cadence Hedged US Dividend Yield ETF, a Series of the Horizons ETF Trust I, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 29, 2018
SR-CboeBZX-2018-005
34-83114 Apr. 26, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(4)
Comments due: May 23, 2018
SR-CboeBZX-2018-019
34-83102 Apr. 25, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade on the Exchange Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: 0 days after publication in the Federal Register
SR-CboeBZX-2018-027
34-83031 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-023
34-83014 Apr. 9, 2018 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i)
Comments due: May 4, 2018
SR-CboeBZX-2018-025
34-83018 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018
SR-CboeBZX-2018-023
34-83019 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-026
34-83021 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82995 Apr. 5, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
Comments due: May 1, 2018
Rebuttal comments due: May 15, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-010
34-82984 Apr. 3, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
First Quarter
SR-CboeBZX-2018-022
34-82942 Mar. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders
Comments due: April 19, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-012
34-82906 Mar. 20, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-020
34-82895 Mar. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities
Comments due: April 12, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-019
34-82881 Mar. 15, 2018 Notice of Filing of a Proposed Rule Change to List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: April 11, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-017
34-82874 Mar. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform
Comments due: April 10, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-011
34-82872 Mar. 14, 2018 Order Granting Approval of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
SR-CboeBZX-2018-016
34-82844 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF from Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and to Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares
Comments due: April 4, 2018
SR-CboeBZX-2017-006
34-82843 Mar. 9, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Comments due: April 4, 2018
Rebuttal comments due: April 18, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-005
34-82842 Mar. 9, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Comments due: April 4, 2018
Rebuttal comments due: April 18, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-015
34-82834 Mar. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
Comments due: April 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-005
34-82832 Mar. 8, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
SR-CboeBZX-2018-013
34-82776 Feb. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Feed on the Exchange's Equity Options Platform
Comments due: March 23, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82759 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
SR-CboeBZX-2017-023
34-82758 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-012
34-82735 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018
SR-CboeBZX-2018-011
34-82715 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF
Comments due: March 14, 2018
SR-CboeBZX-2018-010
34-82705 Feb. 13, 2018 Notice of Filing of a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: March 13, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-008
34-82660 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-009
34-82652 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-007
34-82642 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: March 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-012
34-82643 Feb. 6, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-006
34-82614 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Adopt a New Time in Force and to Modify an Existing Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-021
34-82561 Jan. 22, 2018 Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, Under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2017-013
34-82560 Jan. 22, 2018 Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2017-011
34-82559 Jan. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
SR-CboeBZX-2017-005
34-82558 Jan. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2017-006
34-82552 Jan. 19, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2018-002
34-82546 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-005
34-82538 Jan. 19, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
Comments due:  February 16, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-003
34-82517 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82484 Jan. 11, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
Comments due: February 8, 2018
SR-CboeBZX-2017-018
34-82475 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BZX Depth Market Data Product
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-019
34-82450 Jan. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees
Comments due: February 1, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-023
34-82444 Jan. 5, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
Comments due: February 1, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-022
34-82436 Jan. 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection with Technology Migration of Cboe Exchanges
Comments due:  January 30, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-021
34-82429 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, under Rule 14.11(i), Managed Fund Shares
Comments due:  January 29, 2018
Comments received are available for this proposal.

Cboe BZX File Number List for 2018

Release No. Date Details
SR-CboeBZX-2018-086
34-84777 Dec. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Provision Related to its Risk Monitor Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2018-085
34-84789 Dec. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List Shares of the Cambria Global Momentum ETF under Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2018-084
34-84695 Nov. 30, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.8, Long-Term Options Contracts
Comments due: 21 days after publication in the Federal Register
SR-CboeBZX-2018-083
34-84653 Nov. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees
Comments due: December 21, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-082
34-84631 Nov. 20, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Rules Regarding How the System Handles Market Orders in Series with no Bid or No Offer
Comments due: December 18, 2018
SR-CboeBZX-2018-079
34-84738 Dec. 6, 2018 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Establish How the BZX Official Closing Price Would be Determined for BZX-Listed Securities
34-84507 Oct. 30, 2018 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish How the BZX Official Closing Price Would be Determined for BZX-Listed Securities
Comments due: November 26, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-078
34-84750 Dec. 7, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund Under Rule 14.11(i), Managed Fund Shares
34-84456 Oct. 19, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, each a Series of WisdomTree Trust, under Rule 14.11(i), Managed Fund Shares
Comments due: November 15, 2018
SR-CboeBZX-2018-077
34-84604 Nov. 15, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares
Comments due: December 12, 2018
SR-CboeBZX-2018-076
34-84719 Dec. 4, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, under Rule 14.11(i), Managed Fund Shares
34-84438 Oct. 16, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, under Rule 14.11(i), Managed Fund Shares
Comments due: November 13, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-075
34-84401 Oct. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees on Cboe BZX Exchange, Inc.
Comments due: November 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-074
34-84406 Oct. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce Equities Purge Ports to (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, to Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform ("BZX Equities") to Identify and to Set Fees for Purge Ports
Comments due: November 7, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeBZX-2018-072
34-84394 Oct. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the JPMorgan Municipal ETF and JPMorgan Ultra-Short Municipal ETF of the J.P. Morgan Exchange-Traded Fund Trust under Rule 14.11(i), Managed Fund Shares
Comments due: November 6, 2018
SR-CboeBZX-2018-071
34-84166 Sep. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members that Engage in Trading Activities on the Exchange
Comments due: October 12, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-070
34-84107 Sep. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the iShares iBonds Dec 2025 Term Muni Bond ETF of iShares Trust Under BZX Rule 14.11(c)(4) (Index Fund Shares)
Comments due: October 9, 2018
SR-CboeBZX-2018-069
34-83959 Aug. 27, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language Regarding the Timing of Listing Long-Term Options Series
Comments due: September 21, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-066
34-84480 Oct. 24, 2018 Notice of Filing of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis
Comments due: November 20, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-065
34-84002 Aug. 30, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: September 26, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-064
34-83908 Aug. 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Representations Relating to the Listing and Trading of Shares of the Innovator S&P 500 Buffer ETFs
Comments due: September 18, 2018
SR-CboeBZX-2018-063
34-83879 Aug. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-061
34-83878 Aug. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-060
34-83926 Aug. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fee Schedule to Eliminate Fee Code IX on Cboe BZX Exchange, Inc.
Comments due: September 19, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-058
34-84298 Sep. 27, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit the Listing and Trading of Options that Overlie the Mini-SPX Index and the Russell 2000 Index
34-83852 Aug. 15, 2018 Notice of Filing of a Proposed Rule Change to Permit the Listing and Trading of Options that Overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average
Comments due: September 11, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-057
34-83809 Aug. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1.5, Definitions, Exchange Rule 14.6, Obligations for Companies Listed on the Exchange, and Exchange Rule 14.11, Other Securities
Comments due: September 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-051
34-83673 Jul. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, to Amend the Operation of the Super Aggressive Order Instruction
Comments due: August 15, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-050
34-83640 Jul. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: August 10, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-049
34-83569 Jun. 29, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due: July 27, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-047
34-84377 Oct. 5, 2018 Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, to Amend BZX Rule 14.8, General Listings Requirements - Tier I, to Adopt Listing Standards for Closed-End Funds
Comments due: November 2, 2018
34-83938 Aug. 24, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend BZX Rule 14.8, General Listings Requirements - Tier I, to Adopt Listing Standards for Closed-End Funds
34-83596 Jul. 5, 2018 Notice of Filing of a Proposed Rule Change to Amend BZX Rule 14.8, General Listings Requirements - Tier I
Comments due: August 1, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-046
34-83597 Jul. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 14.13, Company Listing Fees
Comments due: August 1, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-044
34-84378 Oct. 5, 2018 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend BZX Rule 14.11(c) (Index Fund Shares)
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
34-83919 Aug. 23, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding BZX Rule 14.11(c) (Index Fund Shares)
34-83594 Jul. 5, 2018 Notice of Filing of a Proposed Rule Change to Amend BZX Rule 14.11(c), Index Fund Shares
Comments due: August 1, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-042
34-83537 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-040
34-84731 Dec. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
34-84231 Sep. 20, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments due: October 17, 2018
Rebuttal comments due: October 31, 2018
Comments received are available for this proposal.
34-83792 Aug. 7, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
34-83520 Jun. 26, 2018 Notice of Filing of Proposed Rule Change to List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
Comments due: July 23, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-039
34-83438 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: July 11, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-038
34-83429 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options
Comments due: July 11, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-037
34-83442 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX
Comments due: July 11, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-036
34-83363 Jun. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF
Comments due: June 28, 2018
SR-CboeBZX-2018-035
34-83247 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 11, 2018
SR-CboeBZX-2018-034
34-83302 May 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust
Comments due: June 19, 2018
SR-CboeBZX-2018-033
34-83206 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Under BZX Rule 14.11(c)(4) Shares of the iShares Long-Term National Muni Bond ETF of iShares Trust
Comments due: June 6, 2018
SR-CboeBZX-2018-032
34-83187 May 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Continue Listing and Trading Shares of the Cambria Sovereign Bond ETF
Comments due: June 4, 2018
SR-CboeBZX-2018-031
34-83200 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Certain Routing Fees Related to its Equity Options Platform
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-030
34-83210 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: June 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-029
34-83146 May 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Horizons Cadence Hedged US Dividend Yield ETF, a Series of the Horizons ETF Trust I, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 29, 2018
SR-CboeBZX-2018-027
34-83031 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-026
34-83021 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-025
34-83018 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018
SR-CboeBZX-2018-023
34-83019 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-022
34-82942 Mar. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders
Comments due: April 19, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-020
34-82895 Mar. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities
Comments due: April 12, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-019
34-84143 Sep. 14, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust under Rule 14.11(i), Managed Fund Shares
34-83467 Jun. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: July 16, 2018
Rebuttal comments due: July 30, 2018
34-83102 Apr. 25, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade on the Exchange Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: 0 days after publication in the Federal Register
34-82881 Mar. 15, 2018 Notice of Filing of a Proposed Rule Change to List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: April 11, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-018
34-84523 Nov. 1, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
34-83775 Aug. 3, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
Comments due: August 30, 2018
Rebuttal comments due: September 13, 2018
Comments received are available for this proposal.
34-83479 Jun. 20, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF
34-83152 May 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
Comments due: May 29, 2018
SR-CboeBZX-2018-017
34-82874 Mar. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform
Comments due: April 10, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-016
34-82844 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF from Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and to Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares
Comments due: April 4, 2018
SR-CboeBZX-2018-015
34-82834 Mar. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
Comments due: April 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-013
34-82776 Feb. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Feed on the Exchange's Equity Options Platform
Comments due: March 23, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-012
34-82735 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018
SR-CboeBZX-2018-011
34-82715 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF
Comments due: March 14, 2018
SR-CboeBZX-2018-010
34-83750 Jul. 31, 2018 Notice of Withdrawal of a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
34-83293 May 21, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: June 15, 2018
Rebuttal comments due: June 29, 2018
34-82984 Apr. 3, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
34-82705 Feb. 13, 2018 Notice of Filing of a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: March 13, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-009
34-82652 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-008
34-82660 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-007
34-82642 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: March 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-006
34-82614 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Adopt a New Time in Force and to Modify an Existing Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-005
34-83114 Apr. 26, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(4)
Comments due: May 23, 2018
34-82832 Mar. 8, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
34-82538 Jan. 19, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
Comments due:  February 16, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-003
34-82517 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-002
34-82546 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-84368 Oct. 4, 2018 Corrected Order Scheduling Filing of Statements on Review In the Matter of Cboe BZX Exchange, Inc. For an Order of Disapproval of Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF (File No. SR-CboeBZX-2018-001)
See also: Statement in Oppositition to Disapproval Order (Cboe Global Markets, Inc.)
34-84367 Oct. 4, 2018 Corrected Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust , Under Rule 14.11(f)(4), Trust Issued Receipts
Comments due: November 1, 2018
34-83913 Aug. 22, 2018 Order Disapproving a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF
See also: Letter from Secretary of the Commission to Kyle Murray, Assistant General Counsel, Cboe Global Markets, dated August 23, 2018 (providing notice of Commission review of delegated action and stay of order)
34-83548 Jun. 28, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
34-82995 Apr. 5, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
Comments due: May 1, 2018
Rebuttal comments due: May 15, 2018
Comments received are available for this proposal.
34-82759 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
34-82484 Jan. 11, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
Comments due: February 8, 2018