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Comments on BX Rulemaking
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX Price Improvement Period
(Release No. 34-65330; File No. SR-BX-2011-046)
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| Dec. 9, 2011 | Michael J. Burbach, Vice President, Legal Affairs, BOX Options Exchange |
| Dec. 9, 2011 | Anthony D. McCormick, Chief Executive Officer, BOX Options Exchange, Chicago, Illinois |
| Nov. 17, 2011 | John C. Nagel, Managing Director and General Counsel, Citadel Securities LLC |
| Nov. 17, 2011 | Michael J. Simon, Secretary, International Securities Exchange, New York, New York |
| Nov. 14, 2011 | Christopher Nagy, Managing Director Order Strategy, TD Ameritrade, Inc. |
Meetings with SEC Officials
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| Dec. 2, 2011 | Memorandum from the Division of Trading and Markets regarding a December 2, 2011, teleconference with representatives of International Securities Exchange, LLC. |
| Nov. 19, 2011 | Memorandum from the Division of Trading and Markets regarding a November 19, 2011, teleconference with representatives of IMC Financial Markets |
| Nov. 16, 2011 | Memorandum from the of Commissioner Walter regarding a November 16, 2011, meeting with representatives of the Boston Options Exchange |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee
(Release No. 34-64981; File No. SR-BX-2011-046)
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| Oct. 10, 2011 | Anthony J. Saliba, CEO, LiquidPoint, LLC, Chicago, Illinois |
| Sep. 12, 2011 | Christopher Nagy, Managing Director Order Strategy, TD Ameritrade |
| Sep. 9, 2011 | Anthony D. McCormick, CEO, BOX Options Exchange, Chicago, Illinois |
| Aug. 22, 2011 | Michael J. Simon, Secretary, International Securities Exchange, New York, New York |
| Aug. 15, 2011 | Andrew Stevens, Legal Counsel, IMC Financial Markets |
| Aug. 12, 2011 | John C. Nagel, Managing Director and General Counsel, Citadel LLC |
http://www.sec.gov/comments/sr-bx-2011-046/bx2011046.shtml
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