Comments on BX Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee

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Date Sort descending	Letter Type	Commenter Name
Jan. 20, 2010	Public Comment	Patrick J. Fay, Senior Vice President, Member and Regulatory Services, Chicago Board Options Exchange, Inc.
Jan. 14, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a January 13, 2010, meeting with representatives of Ameritrade/thinkorswim
Jan. 11, 2010	Public Comment	Peter Bottini, EVP Trading and Customer Service, and Hillary Victor, Associate General Counsel, optionsXpress Holdings, Inc.
Jan. 6, 2010	Public Comment	Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc., thinkorswim Group Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-BX-2010-001

Release Number

34-61388