Bats BZX Exchange, Inc. (BatsBZX) Rulemaking

The Bats BZX has changed its name to Cboe BZX Exchange, Inc..

All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted to this page. Older filings filed with "BATS" as part of the file number will be posted on the BATS Exchange page.

We encourage the public to submit comments on the following Bats BZX Exchange, Inc. (BatsBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

BatsBZX File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
First Quarter
SR-BatsBZX-2017-30
34-82482 Jan. 10, 2018 Notice of Withdrawal of a Proposed Rule Change to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
SR-BatsBZX-2017-58
34-82476 Jan. 9, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Cboe Vest S&P 500® Dividend Aristocrats® Target Income Index ETF under the ETF Series Solutions Trust Under Rule 14.11(c)(3)

BATS BZX File Number List for 2018

There are no file number entries at this time.