Bats BZX Exchange, Inc. (BatsBZX) Rulemaking

The Bats BZX has changed its name to Cboe BZX Exchange, Inc..

All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted to this page. Older filings filed with "BATS" as part of the file number will be posted on the BATS Exchange page.

We encourage the public to submit comments on the following Bats BZX Exchange, Inc. (BatsBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Third Quarter | Second Quarter | First Quarter

BatsBZX File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
Third Quarter
SR-BatsBZX-2016-30
34-83723 Jul. 26, 2018 Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to List and Trade Shares of the Winklevoss Bitcoin Trust
SR-BatsBZX-2017-72
34-83679 Jul. 20, 2018 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, to List and Trade Shares of the Innovator S&P 500 Buffer ETF Series, Innovator S&P 500 Power Buffer ETF Series, and Innovator S&P 500 Ultra Buffer ETF Series Under Rule 14.11(i)
Comments due: August 16, 2018
Second Quarter
SR-BatsBZX-2017-72
34-83271 May 17, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Innovator S&P 500 Buffer ETF Series, Innovator S&P 500 Power Buffer ETF Series, Innovator S&P 500 Enhance and Buffer ETF Series, and Innovator S&P 500 Ultra ETF Series Under Rule 14.11(i)
First Quarter
SR-BatsBZX-2017-34
34-82896 Mar. 16, 2018 Order Granting Motion for Extension of Time
SR-BatsBZX-2017-34
34-82794 Mar. 1, 2018 Order Granting Petitions for Review and Scheduling Filing of Statements
Additional Materials:
SR-BatsBZX-2017-72
34-82739 Feb. 20, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 -5% to -35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i)
Comments due: March 19, 2018
Rebuttal comments due: April 2, 2018
Comments received are available for this proposal.
SR-BatsBZX-2017-54
34-82591 Jan. 26, 2018 Notice of Filing of Amendment No. 4 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, to List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF Under Rule 14.11(i), Managed Fund Shares
Comments due:  February 22, 2018
SR-BatsBZX-2017-37
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BatsBZX-2017-34
34-82522 Jan. 17, 2018 Notice of Filing of Amendment No. 1 and Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities under New Exchange Rule 11.28
Additional Materials:
SR-BatsBZX-2017-38
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-BatsBZX-2017-30
34-82482 Jan. 10, 2018 Notice of Withdrawal of a Proposed Rule Change to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
SR-BatsBZX-2017-58
34-82476 Jan. 9, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Cboe Vest S&P 500® Dividend Aristocrats® Target Income Index ETF under the ETF Series Solutions Trust Under Rule 14.11(c)(3)

BATS BZX File Number List for 2018

There are no file number entries at this time.