National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-57070 | SEC Issue Date:Dec 31, 2007 | File Number:SR-Amex-2007-139 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program |
| Release Number:34-57060 | SEC Issue Date:Dec 28, 2007 | File Number:SR-Amex-2007-116 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Harmonize the Annual Listing Fees for All Exchange Traded Funds See Also - Rel. No. 34-56809 |
| Release Number:34-57057 | SEC Issue Date:Dec 28, 2007 | File Number:SR-Amex-2007-94 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM) See Also - Rel. No. 34-56853 |
| Release Number:34-57062 | SEC Issue Date:Dec 28, 2007 | File Number:SR-NYSEArca-2007-131, SR-NYSE-2007-122, SR-NASDAQ-2007-101, SR-Amex-2007-142 | SRO Organization:NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes To Extend the Deadline Until March 31, 2008 for Issuers To Become Compliant With Listing Requirements Concerning Direct Registration Programs |
| Release Number:34-57052 | SEC Issue Date:Dec 27, 2007 | File Number:SR-Amex-2007-140 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes |
| Release Number:34-57042 | SEC Issue Date:Dec 26, 2007 | File Number:SR-Amex-2007-70 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP See Also - Rel. No. 34-57188 |
| Release Number:34-57030 | SEC Issue Date:Dec 21, 2007 | File Number:SR-Amex-2007-135 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide |
| Release Number:34-57022 | SEC Issue Date:Dec 20, 2007 | File Number:SR-Amex-2007-138 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change To Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders See Also - Rel. No. 34-57241 |
| Release Number:34-57016 | SEC Issue Date:Dec 20, 2007 | File Number:SR-Amex-2006-31 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements See Also - Rel. No. 34-57268 |
| Release Number:34-57011 | SEC Issue Date:Dec 20, 2007 | File Number:SR-Amex-2007-25 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis See Also - Rel. No. 34-57248 |