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Comments on Proposed Rule: Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self- Regulatory Organizations; Ownership Reporting Requirements for Members of Self- Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self- Regulatory Organization

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Date Sort descending	Letter Type	Commenter Name
Feb. 1, 2005	Public Comment	Craig S. Donohue, Chicago Mercantile Exchange Inc.
Jan. 22, 2005	Public Comment	Willie D. Middleton, III, Kannapolis, North Carolina
Jan. 21, 2005	Public Comment	Steven K. McGinnis, LWI Financial, Inc., San Jose, California
Jan. 18, 2005	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc.
Jan. 14, 2005	Public Comment	Jayda Dagdelen, Senior Task Force Commissioner and Mara Tchalakov, Senior Task Force Commissioner, Princeton University
Jan. 12, 2005	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc.
Jan. 7, 2005	Public Comment	Murray K. Stroupe, president, private company, Toone , Tennessee
Dec. 21, 2004	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a meeting with representatives of the National Association of Securities Dealers, Inc.
Dec. 17, 2004	Public Comment	Marjorie E. Gross, Senior Vice President & Regulatory Counsel, The Bond Market Association
Dec. 16, 2004	Public Comment	Henry J. Gwiazda, Ph.D., Chevy Chase, Maryland
Dec. 16, 2004	Public Comment	Marc E. Lackritz, President, Securities Industry Association
Dec. 15, 2004	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a conference call with representatives of the National Association of Securities Dealers, Inc.
Dec. 10, 2004	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc.
Nov. 26, 2004	Public Comment	David H. Hosier, The Freedom Reclamation Project FRP, Seaside, California
March 15, 2004	Public Comment	Ralph S. Saul, Philadelphia, Pennsylvania
March 8, 2004	Public Comment	Dick Rosenblatt, CEO and Joe Gawronski, COO, Rosenblatt Securities Inc.
March 7, 2004	Public Comment	Mark Anson, Chief Investment Officer, California Public Employees' Retirement System
March 2, 2004	Public Comment	W. Hardy Callcott

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-39-04

Release Number

34-50699

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