Comments on Proposed Rule: Securities Offering Reform

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a June 14, 2005 meeting with representatives of the Alston & Bird LLP and NetRoadshow, Inc.
Public Comment Students in Professor Samuel C. Thompson's Investment Banking Class, Spring Semester 2005, UCLA School of Law
Public Comment David Tuttle
Public Comment John Kelly Robinson, Market Group General Counsel, Thomson Financial
Meeting with SEC Officials Memorandum from the Division of Investment Management and the Division of Corporation Finance regarding an April 12, 2005 meeting with representatives of Sutherland, Asbill & Brennan LLP and Shearman & Sterling, LLP
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an April 6, 2005 meeting with representatives of the Fidelity Management and Research Company, Pacific Investment Management Company LLC, and T. Rowe Price
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 21, 2005 meeting with representatives of the American Institute of Certified Public Accountants, BDO Seidman, Deloitte & Touche LLP, Ernst & Young LLP, KPMG LLP and PricewaterhouseCoopers LLP
Public Comment Shearman & Sterling, LLP
Public Comment Conrad C. Lysiak, Esquire, Attorney at Law, Spokane, Washington
Public Comment Steven B. Boehm , Partner and Cynthia M. Krus, Partner, Sutherland, Asbill & Brennan LLP, on behalf of Allied Capital Corporation
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a February 16, 2005 meeting with representatives of the Bond Market Association
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding meeting with representatives of the Mortgage Bankers Association of America, the Housing Policy Council of the Financial Services Roundtable, and the Consumer Mortgage Coalition
Public Comment Dixie L. Johnson, Chair, Starr L. Tomczak, Co-Chair, and Amy McDaniel Williams, Co-Chair Subcommittee on Structured Finance
Public Comment David Certner, Director, Federal Affairs, AARP
Public Comment Roy Green, Senior Legislative Representative, AARP, Washington, District of Columbia
Public Comment Felicia Smith, Senior Vice President, Prudential Equity Group, LLC
Public Comment Daniel W. Stachel, CFA, Department Head of Global Short Term Credit Research, State Street Bank & Trust Company
Public Comment George Gutowski
Public Comment Brad Hammond, President and Chief Executive Officer, NetRoadshow, Inc.
Public Comment Deloitte & Touche LLP
Public Comment John H. Faulkner, Managing Director, Morgan Stanley
Public Comment Mortgage Bankers Association of America, the Housing Policy Council of the Financial Services Roundtable, and the Consumer Mortgage Coalition
Public Comment Commercial Mortgage Securities Association
Public Comment Robert J. Kueppers, Chair, Center for Public Company Audit Firms and Jay P. Hartig, Chair, SEC Regulations Committee, Center for Public Company Audit Firms of the American Institute of Certified Public Accountants
Public Comment David E. Brown, Jr., Frank M. Conner III, Dennis O. Garris, Gary C. Ivey, M. Hill Jeffries, Mark. F. McElreath, Catherine A. Meeker, Paul J. Nozick, Nils Okeson, W. Scott Ortwein, Noël J. Para, R. David Patton, and Michael P. Reed, Alston & Bird, LLP
Public Comment Dixie L. Johnson, Chair, Committee on Federal Regulation of Securities and John T. Bostelman, Chair, Subcommittee on Securities Registration on behalf of the Committee on Federal Regulation of Securities of the American Bar Association's Section of Business Law
Public Comment Dr. Frank Czichowski, Senior Vice President and Treasurer and Jochen Leubner, Vice President, KfW
Public Comment Goldman, Sachs & Co.
Public Comment Michael J. Holliday, Chair of the Committee, Committee on Securities Regulation, Business Law Section, New York State Bar Association
Public Comment Kim Bang, Bloomberg L.P.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-38-04
Release Number
33-8501
34-50624
IS-1282
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