Comments on Proposed Rule: Disclosure of Proxy Voting Policies and Proxy Voting Records by Registered Management Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-36-02 form letter A; S7-38-02 form letter A): 52
(S7-36-02 form letter B; S7-38-02 form letter B): 147
(S7-36-02 form letter D; S7-38-02 form letter D): 8
(S7-36-02 form letter E; S7-38-02 form letter E): 2,568
(S7-36-02 form letter H; S7-38-02 form letter H): 43
C: 1,130
F: 50
G: 3,279
J: 4

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Date Received
Date Letter Type Commenter Name
Public Comment Paul Nafziger
Public Comment Robert B Stanfield
Public Comment Samuel E. Fairbanks
Public Comment Thomas Hamlin
Public Comment Thomas W. Grant, President; Laurence A. Shadek, Chairman, Pax World Management Corp.
Public Comment Verlow D. Haddon, Pension Trustee, AFL-CIO Pension Trust
Public Comment Carolyn Hall
Public Comment Jennifer Willis
Public Comment Jerry Mc Collom
Public Comment Leslie Moody, President, Denver Area Labor Federation, AFL-CIO
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a November 22, 2002 meeting with Matt Fink (Investment Company Institute - President), Craig Tyle (Investment Company Institute - General Counsel), Terry Glenn (Merrill Lynch), Paul Haaga (Capital Research & Management), William Lyons (American Century Investments), Tom Putnam (Fenimore Asset Management) and David Weinstein (Fidelity Investments)
Public Comment Rachel Young
Public Comment Elizabeth Adams
Public Comment James J. Podesta
Public Comment Alex Roth
Public Comment Larry S. Dohrs, Vice President, Newground Investment Services
Public Comment Randall N.Di Palo, Local 520 Plumbers & Pipefitters
Public Comment Troutman Sanders LLP
Public Comment Bartlett Naylor, Capital Strategies Consulting, Inc.
Public Comment Charles H. Herzer, CFA, Managing Director; Robert Norton, Managing Director, Ark Asset Management Co., Inc.
Public Comment E. W. Nick Craggs, Plan Manager, Iron Workers District Council Philadephia and Vicinity Pension Plan
Public Comment Patrick T. Christensen, MBA, CPA, CFP, Independent Financial Solutions LLC
Public Comment Robert Smith
Public Comment William H Hapgood
Public Comment Donald Anderson
Public Comment Linda J. Murnik
Public Comment Timothy H. Smith, Senior Vice President, Walden Asset Management
Public Comment Vicki Ahl
Public Comment Jim Hadel, Chairman, Trustees of the Roofers Local #20 Pension Plan, 2002
Public Comment Lance E. Lindblom, President and Chief Executive Officer and Caroline Williams, Chief Financial and Investment Officer, The Nathan Cummings Foundation

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-36-02
Release Number
33-8131
34-46518
IC-25739
How to submit comments