Comments on Proposed Rule: The Regulation of Securities Offerings

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Date Received
Date Letter Type Commenter Name
Public Comment Joseph A. Grundfest, Professor of Law and Business, Stanford Law School, et al
Public Comment Stanley Keller, Chair, Federal Regulation of Securities Committee and John J. Huber, Chair, Subcommittee on Securities Registration, Section of Business Law of the American Bar Association
Public Comment Sixty Individual Lawyers
Public Comment Latham & Watkins
Public Comment Tony M. Edwards, Senior Vice President and General Counsel, National Association of Real Estate Investment Trusts
Public Comment Guy P. Lander, Chairman of the Committee on Security Regulations, Business Law Section, New York State Bar Association, July 30, 1999. Revised
Public Comment John H. Phillips, Vice President and General Counsel, Clearnet Communications Inc.
Public Comment Jeffrey S. Werner, Senior Vice President - Corporate Treasury and Global Funding Operation, General Electric Capital Corporation.
Public Comment Susan Koski-Grafer, Vice President Professional Development and Technical Activities, Committee on Corporate Reporting of the Financial Executives Institute
Public Comment Alan R. Palmiter, Professor of Law, Wake Forest University School of Law
Public Comment Business Roundtable
Public Comment Carlos M. Morales, Senior Vice President, General Counsel Corporate & Institutional Client Group, Merrill Lynch & Co., Inc.
Public Comment Cleary, Gottlieb, Steen & Hamilton
Public Comment Cynthia Haynes, Corporate Counsel and Assistant Secretary, Texas Instruments Incorporated
Public Comment Emilia Fazzalari, Bloomberg L.P.
Public Comment Goldman, Sachs & Co.
Public Comment Gregory H. Mathews, Chair, Business Law Section, Merritt M. Cole, Chair, Securities Regulation Committee, and John B. Wright, II, Chair, Aircraft Carrier and M&A Release, Philadelphia Bar Association
Public Comment Howard Lewis III, Vice President, National Association of Manufacturers
Public Comment James P. Shanahan, Senior Compliance Officer, The CIT Group, Inc.
Public Comment Joan Guggenheimer, Managing Director and General Counsel of Citigroup Global Corporate and Investment Bank, Salomon Smith Barney/Citibank
Public Comment Kevin M. Kuzio, Vice President, KDP Investment Advisors, Inc.
Public Comment Linda L. Rittenhouse Vice President, Advocacy, Legislative & Regulatory Affairs,Association for Investment Management and Research
Public Comment Margaret M. Foran, Chair, Securities Law Committee, and Marilyn Mooney, Chair, Aircraft Carrier Release Task Force, American Society of Corporate Secretaries
Public Comment Mortgage Bankers Association of America
Public Comment on behalf of R.R. Donnelley & Sons Company and R.R. Donnelley Financial by Wilmer, Cutler & Pickering
Public Comment Patrick S. McGurn, Vice President, Director of Corporate Programs Institutional Shareholder Services, a Thomson Financial Company
Public Comment Peter C. Hildreth, President, NASAA
Public Comment Rachel F. Robbins, Managing Director and General Counsel, J.P. Morgan Co., Inc.
Public Comment Richard S. Dangerfield, Vice President and Associate General Counsel, Charles Schwab & Co., Inc.
Public Comment Richard Starr, Vice Chairman, Corporate and Securities Law Committee, American Corporate Counsel Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-98
Release Number
33-7606A
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