Comments on Proposed Rule: Registration Under the Advisers Act of Certain Hedge Fund Advisers

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Date Received
Date Letter Type Commenter Name
Public Comment David K. Storrs, General Partner, Alternative Investment Group Services, L.P.
Meeting with SEC Officials Memorandum from the Division of Investment Management enclosing materials cited in footnotes 26, 52, 102 and 128 of the release
Public Comment Ralph S. Saul, Philadelphia, Pennsylvania
Public Comment Rita M. Molesworth, Chair, Committee on Futures Regulation; and Marco V. Masotti, Chair, Committee on Private Investment Funds, Association of the Bar of the City of New York
Public Comment A. Alex Porter, Porter, Felleman Inc.
Public Comment Bryan Cave LLP
Public Comment Managed Funds Association (MFA), Washington, DC; Chamber of Commerce of the United States, Washington, DC; The Alternative Investment Management Association Limited (AIMA), London, England; International Swaps and Derivatives Association, Inc. (ISDA), New York, New York; and Futures Industry Association (FIA); Washington, DC
Public Comment Jonathan Baird, Freshfields Bruckhaus Deringer
Public Comment Rosalind D. Herman, President/CEO Insight Onsite Financial Solutions, Las Vegas, Nevada
Public Comment Gregg D. Caplitz, CFP, MS, Woburn, Massachusetts
Public Comment Dan E. Novinger, Kearney, Missouri
Public Comment John Waller
Public Comment Mark Acquino
Public Comment Joseph L. Vidich, Manalapan Oracle Capital Group LLC, Spring Lake, New Jersey
Public Comment Laurie Fiori Hacking, Executive Director, Ohio Public Employees Retirement System
Public Comment Steven D. Holzman, Managing Partner, Vantis Capital Management LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a July 22, 2004 meeting with the Clinton Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a meeting with representatives from the Managed Funds Association ("MFA"), Sullivan and Cromwell, and outside counsel to the MFA
Public Comment Beth Dalton, Maynard Capital Partners
Public Comment Shanah Glick, Richards Spears Kibbe & Orbe LLP
Public Comment John Waller
Public Comment Keith H. Black, CFA, CAIA, Assistant Professor of Investments, Chicago, Illinois
Public Comment Raymond Hines, Jr.
Public Comment David Schroll
Public Comment Guy Judkowski, Hedgehog Capital
Public Comment Eugene H. Barbee, retired manager, Eastman Kodak, Penn Yan, New York
Public Comment Robert M. Lam, Chairman, Pennsylvania Securities Commission
Public Comment William S. McGinness, Jr., attorney, Chattanooga, Tennessee
Public Comment Pablo
Public Comment David Patch

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-04
Release Number
IA-2266
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