Subject: Comment on Proposed Changes to 17j-1 Author: Stan Livingston Date: 4/11/99 8:17 AM I read the proposed changes and came to the conclusion that, like most government regulations, there will be easy ways around them. The most significant question that I have about anyone in the business of providing financial advise is what penalties do they suffer if their advise turns out to be dead wrong. Do you have a regulation that will deal with that issue? Regards, Stan Livingston