Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 74
B: 4
C: 5
D: 40

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Date Sort descending	Letter Type	Commenter Name
May 10, 2004	Public Comment	David L. Wray, President, Profit Sharing/401(k) Council and Randel Johnson Vice President - Labor, Immigration, & Employee Benefits, United States Chamber of Commerce
May 10, 2004	Public Comment	David Lusher
May 10, 2004	Public Comment	Donna Hess, Pinellas Park, FL
May 10, 2004	Public Comment	E. Scott Peterson, Hewitt Associates LLC
May 10, 2004	Public Comment	Edward Miller, PhD
May 10, 2004	Public Comment	Gary Clemmons
May 10, 2004	Public Comment	Gary R. Fletcher, Managing Director, Sheffield Capital Management, LLC
May 10, 2004	Public Comment	Geoffrey Keenan, Exec VP, Gateway Investment Advisers, L.P., Cincinnati, Ohio
May 10, 2004	Public Comment	George W. Volland, SVP Director of Marketing, Millennium Trust Company
May 10, 2004	Public Comment	Heidi Stam, Principal of Securities Regulation, The Vanguard Group
May 10, 2004	Public Comment	Heidi Stam, Principal, Securities Regulation, Vanguard Group
May 10, 2004	Public Comment	Herbert Y. Poon, Counsel, Capital Research and Management Company
May 10, 2004	Public Comment	Iaksmi Rajan
May 10, 2004	Public Comment	J. Alan Reid, Jr., President, ReFlow Management Co., LLC
May 10, 2004	Public Comment	James A. Klein, President, American Benefits Council
May 10, 2004	Public Comment	James J. Dolan, President & CEO, Access Data Corp.
May 10, 2004	Public Comment	James J. Lang, Compliance Director, Principal Life Insurance Company
May 10, 2004	Public Comment	James W. Olsen, CFP, Olsen & Guidry, L.L.C.
May 10, 2004	Public Comment	Jane C. Fahey, Fahey Financial, Inc.
May 10, 2004	Public Comment	Jerry C. Wagner, President, SAAFT
May 10, 2004	Public Comment	Jim Gissy
May 10, 2004	Public Comment	John M. McClure
May 10, 2004	Public Comment	Koji E. Felton, Senior Vice President and Deputy General Counsel, Charles Schwab & Co., Inc.
May 10, 2004	Public Comment	Langdon T. Healy, Mutual Funds Analyst, Morningstar
May 10, 2004	Public Comment	Linda Ferentchak, President, Financial Communications Associates, Inc.
May 10, 2004	Public Comment	M. Imtiaz Mazumder, Ph.D. Candidate, Department of Economics and Finance, University of New Orleans
May 10, 2004	Public Comment	Marc Bryant, Chief Legal Counsel, ProFund Advisors LLC
May 10, 2004	Public Comment	Mark J. Ugoretz, President, ERISA Industry Committee
May 10, 2004	Public Comment	Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services, Inc.
May 10, 2004	Public Comment	Mark S. Howard, Senior Vice President, Secretary & Counsel, USAA Investment Management Company

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-04

Release Number

IC-26375A

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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

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