Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 74
B: 4
C: 5
D: 40

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Koji E. Felton, Senior Vice President and Deputy General Counsel, Charles Schwab & Co., Inc.
Public Comment Larry H. Goldbrum, Senior Vice President, Wachovia Retirement Services
Public Comment Mark Palamaras, CFP, President, Potomac Fund Management, Inc.
Public Comment Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company
Public Comment Mary K. Collins, President, Spectrum Financial, Inc.
Public Comment Michael P. DeGeorge, General Counsel, National Association for Variable Annuities
Public Comment Michelle Hoesly
Public Comment Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Public Comment Patrick Sainsbury, Chief Deputy Prosecuting Attorney, Fraud Division, and Board Chair, King County Employees Deferred Compensation Plan
Public Comment Rob Linford, President, DIVCO Incorporated, Spokane, Washington
Public Comment Robert G. Wuelfing, NDCC/SPARK Institute
Public Comment Robert G. Zack, Executive Vice President and General Counsel, OppenheimerFunds, Inc.
Public Comment Sean D. Andersen, Hewitt Associates LLC
Public Comment Stephen E. Roth, Frederick R. Bellamy, and W. Thomas Conner, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Public Comment The Erisa Industry Committee
Public Comment William A. Bridy, First Vice President, Merrill Lynch, Pierce, Fenner & Smith Incorporated
Public Comment Peter Mauthe, Chief Operating Officer, Rhoads Lucca Capital Management
Public Comment Mark D. Pankin, Arlington, Virginia
Public Comment Sheldon R. Stein, General Counsel, Ariel Capital Management, LLC, Ariel Mutual funds
Public Comment Brenda M. Handyside, Supervisor of Employee Benefits
Public Comment Dee H. Slaughter, Hunter - Michael Investment Advisors, Inc.
Public Comment J. Paul Cunningham, President, Merit High Yield Fund and Merit Advisors, Inc.
Public Comment William E. Donoghue, Chairman, W. E. Donoghue & Co., Inc.
Public Comment Geoffrey Browne, Committee Member, Permian Mud Service
Public Comment Jeff M. Pierce, VP of Human Resources, Jackson County Memorial Hospital
Public Comment John S. Lyons, President, J Lyons Fund Management, Inc.
Public Comment Josh Meeks, Benefits Manager, Moore & Van Allen PLLC
Public Comment Marv Nelson
Public Comment Pam Oien, Trustee, Downtown Automotive
Public Comment Steven F. Charlton, CFA, Managing Partner, NEPC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-04
Release Number
IC-26375A
How to submit comments