Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Public Comment Christopher Shays, Rob Simmons, and Nancy Johnson, Members of Congress
Public Comment Eliot L. Engel, Member of Congress
Public Comment Eugene A. Noser, Jr., President, Abel/Noser Corporation
Public Comment James T. O'Hora, New Haven, Connecticut
Public Comment Joe Wilson, Member of Congress
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado
Public Comment Thomas Peterffy, Chairman and David M. Battan, Vice President, The Interactive Brokers Group
Public Comment William A. Vance, President; Kimberly Unger, Executive Director; and Stephen Kay, Chairman, STANY Trading Issues Committee; Security Traders Association of New York, Inc.
Public Comment William Lang, III, private investor
Public Comment Thomas E. Veit
Public Comment Alfred Fritzsche, IV, investor/trader, Stonington, Connecticut
Public Comment George A. Corroon, Jr., Garden City, New York
Public Comment Paul W. Lerro, Visalia, California
Public Comment A. Joyce Goldzman, New York, New York
Public Comment Andrew M. Smith
Public Comment Katherine H. Hunter, Mt. Vernon, New Jersey
Public Comment Brendan R. Dowd and Ronald Zdrojeski, Co-Presidents, on behalf of the Alliance of Floor Brokers
Public Comment Gary A. Glynn, Chairman, NYSE Pension Managers Advisory Committee
Public Comment Jerrold Nadler, Member of Congress
Public Comment John C. Nicodemus, Walkersville, Maryland
Public Comment Michael F. Neidorff, Chairman, President and Chief Executive Officer, Centene Corporation
Public Comment Sandra Clayton
Public Comment James A. Duncan, Chairman and John C. Giesea, President and CEO, Security Traders Association
Public Comment Richard J. Harshman, Allegheny Technologies
Public Comment Sandra S. Pfaff, Educator and Interested Citizen
Public Comment William T. Baker, Jr., New York, New York
Public Comment John Rankin
Public Comment Maurice Meyer III, Member, NYSE, Jupiter, Florida
Public Comment Michael J. Amuso, Mark J. Muller Equities, Member, New York Stock Exchange
Public Comment Michael J. Rutigliano, Member, New York Stock Exchange

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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