Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Barry Jaffess, Ossining, New York
Public Comment Douglas E. McQuade, Riverhead, New York
Public Comment Jeb Hensarling, U.S. House of Representatives
Public Comment Matt D. Lyons, on behalf of Capital Research and Management Company
Public Comment Tom DeLay, Marjority Leader, U.S. House of Representatives
Public Comment Brendan R. Dowd, Daniel W. Tandy, Ronald Zdrojeski, The Alliance of Floor Brokers
Public Comment Gary A. Glynn, Chairman, CIEBA, President, U.S. Steel & Carnegie Pension Fund, Committee on Investment of Employee Benefit Assets
Public Comment John B. Simmons, Vice President, Treasurer, Chief Financial Officer, Stewart & Stevenson
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a June 23 meeting with representatives of Liquidnet
Public Comment Richard A. Rosenblatt, CEO and Joseph C. Gawronski, COO, Rosenblatt Securities Inc.
Public Comment Steven C. LaTourette, Vice-Chairman, Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, U.S. House of Representatives
Public Comment Tim Murphy, U.S. House of Representatives
Public Comment Craig G. Rennie, Ph.D., Assistant Professor of Finance, Sam M. Walton College of Business, University of Arkansas
Public Comment Patrick J. Tiberi, U.S. House of Representatives
Public Comment Richard A. Rosenblatt, CEO and Joseph Gawronski, COO, Rosenblatt Securities, New York, New York
Public Comment Russell S. Hoadley, Chief Public Affairs Officer, Hibernia Corporation
Public Comment Chip Tucker
Public Comment Dan Jamieson
Public Comment Domineca Neal, Delaney & Neal Enterprises, Inc.
Public Comment E. Ilene Davis, CFP, Florida
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment John Aten, Mentor, Ohio
Public Comment Paul E. Kanjorski, U.S. Senate, Ranking Member, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Public Comment Mark Lombardi
Public Comment Ulrich (Rick) Schmidt, Executive Vice President and Chief Financial Officer, Goodrich Corporation
Public Comment James J. Macguire, La Branche & Co.
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a June 17, 2004 meeting with representatives of the New York Stock Exchange, Inc.
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Richard R. Tullo, Jr., investor activist, New York, New York
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a meeting with representatives from the Specialist Association at the New York Stock Exchange, Bear Wagner Specialists, and Spear, Leeds & Kellogg Specialists

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
Related Materials
How to submit comments