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Comments on Proposed Rule: Investment Adviser Codes of Ethics

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Date Sort descending	Letter Type	Commenter Name
March 10, 2004	Public Comment	Donald M. Rembert, President & CEO, of Rembert D'Orazio & Fox and Knut A. Rostad of Knut A. Rostad Associates
March 6, 2004	Public Comment	William Michael Cunningham, MBA, MA, social investment adviser, Washington, D.C.
Feb. 27, 2004	Public Comment	Los Angeles County Employee's Retirement Association
Feb. 23, 2004	Public Comment	Thomas J. Westgard, Esq., Attorney at Law, Chicago, Illinois
Feb. 16, 2004	Public Comment	Ronald M. Ames, CEO Autonomics International, Parker, Colorado
Feb. 16, 2004	Public Comment	William Livingston
Feb. 13, 2004	Public Comment	Samuel E. Hessrity, Rochester, New York
Feb. 4, 2004	Public Comment	William L. Armstrong, Denver, Colorado
Jan. 28, 2004	Public Comment	Kirk Calabrese, Geneva, New York
Jan. 27, 2004	Public Comment	Henry J. Gwiazda
Jan. 25, 2004	Public Comment	Lee Nepple
Jan. 25, 2004	Public Comment	Mike Montgomery
Jan. 25, 2004	Public Comment	Paul J. Siddens
Jan. 24, 2004	Public Comment	Terry Murtaugh
Jan. 23, 2004	Public Comment	Ragu Raghuraman
Jan. 23, 2004	Public Comment	Thomas E. Adams, Lawrenceville, New Jersey
Jan. 14, 2004	Public Comment	Congressman Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, U.S. House of Representative

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-04-04

Release Number

IA-2209

IC-26337

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