Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

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Date Sort descending	Letter Type	Commenter Name
Aug. 3, 2010	Public Comment	Rob Francis
Jan. 20, 2009	Public Comment	Michael K. Schroeder, Parker, Colorado
Jan. 19, 2009	Public Comment	Dan Saltman
Nov. 17, 2008	Public Comment	Anonymous
Aug. 23, 2007	Public Comment	Joshua Trenge
Aug. 13, 2007	Public Comment	Armin Jezari
Aug. 13, 2007	Public Comment	Dennis Mahle
Aug. 11, 2007	Public Comment	Michael Murelli
Aug. 10, 2007	Public Comment	Mark Hearon, Ridgeland, Mississippi
Aug. 10, 2007	Public Comment	Richard J. Reuss
Aug. 10, 2007	Public Comment	William E. Akins, private investor
Aug. 9, 2007	Public Comment	Gerald Levin
June 13, 2007	Public Comment	Dino A. Sawyer, Brunswick, Maine
June 13, 2007	Public Comment	Lee Leake, a private investor
Dec. 1, 2006	Public Comment	Shaun Shienfield
Oct. 31, 2006	Public Comment	Doug Kirkman
July 26, 2006	Public Comment	Thomas Fisler
July 23, 2006	Public Comment	Anonymous
June 5, 2006	Public Comment	John Purrington
May 30, 2006	Public Comment	Dan Silverstein
May 24, 2006	Public Comment	Jack Fenchel
May 3, 2006	Public Comment	Rick Wittkop
May 2, 2006	Public Comment	R.J. Herdman
April 22, 2006	Public Comment	Bud Wheeler
April 18, 2006	Public Comment	Steven M. Tebo
April 5, 2006	Public Comment	Mel Hanson
Feb. 26, 2006	Public Comment	Jeoffrey G. Meister
Jan. 12, 2006	Public Comment	P. Bridges
Jan. 1, 2006	Public Comment	David L. Rake
Jan. 1, 2006	Public Comment	Mike Karim

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500