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Comments on Commission Notice: Roundtable on Investment Adviser Regulatory Issues

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Date Sort descending	Letter Type	Commenter Name
May 23, 2000	Public Comment	David G. Tittsworth, Executive Director, Investment Counsel Association of America, (ICAA) Inc. Additional Files: ICAA's Report on Pay-to-Play and the Investment Advisory Profession (46.76 KB)
May 22, 2000	Public Comment	Mari-Anne Pisarri, Pickard and Djinis, LLP
May 15, 2000	Public Comment	Craig McCann, Ph.D., CFA, Director, LECG a unit of Navigant Consulting, Inc., Washington, D.C.
May 15, 2000	Public Comment	Michel de Konkoly Thege, Vice President and Associate General Counsel, The Bond Market Association
May 15, 2000	Public Comment	Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association
May 12, 2000	Public Comment	Greg Henninger, Chairman and CEO, and Kevin Lund, President, GekkoTrading.com, Inc.
May 11, 2000	Public Comment	Michael C. Herndon, Manager Government Relations, Roundtable on Investment Advisor Regulatory Issues
May 10, 2000	Public Comment	Richard Harmon, Broomfield, Colo.
May 8, 2000	Public Comment	Michael Stewart Dodson
May 7, 2000	Public Comment	Bernard E. Klein, Hollywood, Fla.
May 7, 2000	Public Comment	Gary Cornelius, Eugene, Oregon

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-433

Release Number

IA-1869

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