Comments on Proposed Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with the Portfolio Margining of Swaps and Security-based Swaps that are Credit Default Swaps

[Release No. 34-90276; File No. S7-13-12]

Submitted Comments
Dec. 7, 2020 Sarah A. Bessin, Associate General Counsel, Investment Company Institute
Dec. 7, 2020 Allison Lurton, General Counsel and Chief Legal Officer, Futures Industry Association
Dec. 7, 2020 Jason Silverstein, Esq., Managing Director and Associate General Counsel, SIFMA Asset Management Group and Jennifer W. Han, Managing Director & Counsel, Regulatory Affairs, MFA
Dec. 7, 2020 Sarah Bessin, Associate General Counsel, Investment Company Institute
Dec. 7, 2020 Chris Edmonds, Global Head of Clearing and Risk, Intercontinental Exchange, Inc.

 

Comments on Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Portfolio Margining of Swaps and Security-Based Swaps

[Release No. 34-68433; File No. S7-13-12]

Submitted Comments

Feb. 2, 2016 Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois
Dec. 27, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; Carl B. Wilkerson Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers; and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association
Sep. 18, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association
May 10, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers; and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association
Feb. 11, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association