Comments on Proposed Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with the Portfolio Margining of Swaps and Security-based Swaps that are Credit Default Swaps


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Date Sort descending Letter Type Release Number Commenter Name
Public Comment 34-90276 Allison Lurton, General Counsel and Chief Legal Officer, Futures Industry Association
Public Comment 34-90276 Chris Edmonds, Global Head of Clearing and Risk, Intercontinental Exchange, Inc.
Public Comment 34-90276 Jason Silverstein, Esq., Managing Director and Associate General Counsel, SIFMA Asset Management Group and Jennifer W. Han, Managing Director & Counsel, Regulatory Affairs, MFA
Public Comment 34-90276 Sarah A. Bessin, Associate General Counsel, Investment Company Institute
Public Comment 34-90276 Sarah Bessin, Associate General Counsel, Investment Company Institute
Public Comment 34-68433 Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois
Public Comment 34-68433 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; Carl B. Wilkerson Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers; and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association
Public Comment 34-68433 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association
Public Comment 34-68433 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers; and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association
Public Comment 34-68433 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association

Last Reviewed or Updated: Jan. 7, 2026

File Number
S7-13-12
Release Number
34-90276
34-68433