Comments on Proposed Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with the Portfolio Margining of Swaps and Security-based Swaps that are Credit Default Swaps
[Release No. 34-90276; File No. S7-13-12]
|
Dec. 7, 2020 | Sarah A. Bessin, Associate General Counsel, Investment Company Institute |
Dec. 7, 2020 | Allison Lurton, General Counsel and Chief Legal Officer, Futures Industry Association |
Dec. 7, 2020 | Jason Silverstein, Esq., Managing Director and Associate General Counsel, SIFMA Asset Management Group and Jennifer W. Han, Managing Director & Counsel, Regulatory Affairs, MFA |
Dec. 7, 2020 | Sarah Bessin, Associate General Counsel, Investment Company Institute |
Dec. 7, 2020 | Chris Edmonds, Global Head of Clearing and Risk, Intercontinental Exchange, Inc. |
Comments on Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Portfolio Margining of Swaps and Security-Based Swaps
[Release No. 34-68433; File No. S7-13-12]
|
Feb. 2, 2016 | Adam C. Cooper, Senior Managing Director and Chief Legal Officer, Citadel LLC, Chicago, Illinois |
Dec. 27, 2013 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; Carl B. Wilkerson Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers; and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association |
Sep. 18, 2013 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association |
May 10, 2013 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers; and Jiří Krol, Director of Government and Regulatory Affairs, Alternative Investment Management Association |
Feb. 11, 2013 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |