Comments on Concept Release

Regulation of Exchanges

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Date Received
Date Letter Type Commenter Name
Public Comment anonymous
Public Comment Ray Gambel
Public Comment MaryBeth Socha, Manager Communication Center, Planetary-Publishers of the HeartMath System
Public Comment Harvey Shore, Kent, Wash.
Public Comment Jeff Wadsworth, Rensselaer Polytechnic Institute
Public Comment Norman K. Ma, Plano, TX
Public Comment Julia L. Higgs, Boca Raton, Fla.
Public Comment Chris Vanyo, President, VanClemens & Company Inc., Minneapolis, Minn.
Public Comment Bradley G. Evans
Public Comment R. Warren Langley, President and Chief Operating Officer, The Pacific Exchange, San Francisco, Calif.
Public Comment Joan C. Conley, Secretary, NASD, Nasdaq, and NASD Regulation, Washington, D.C.
Public Comment Jeffrey T. Brown, Smith Lodge & Schneider, Chicago, Ill.
Public Comment William A. Lupien, Chairman and Chief Executive Officer, OptiMark Technologies, Durango, Colo.
Public Comment A.B. Krongard, Chairman, SIA Task Force on Alternative Trading System Concept Release; Vice Chairman, Bankers Trust New York Corporation, New York, N.Y.
Public Comment Christopher J. Carroll, Chair, Concept Release Task Force, The Bond Market Association, New York, N.Y.
Public Comment David S. Pottruck, Charles Schwab & Co., Inc., San Francisco, Calif.
Public Comment Douglas M. Atkin, Instinet Corporation, New York, N.Y.
Public Comment Gerald Putnam, and MarrGwen Townsend, Archipelago, LLC
Public Comment Jörg Franke, Member of the Executive Board, and Volker Potthoff, General Counsel, Deutsche Börse, Frankfurt am Main, Germany
Public Comment Lou Eccleston and Kevin M. Foley, Bloomberg L.P., New York, N.Y.
Public Comment Mitsuhide Yamaguchi, President and CEO, Tokyo Stock Exchange, Tokyo, Japan
Public Comment Sam Scott Miller, Orrick, Herrington & Sutcliffe LLP, New York
Public Comment Thomas J. Jordan, Executive Director, Financial Information Forum, New York, N.Y.
Public Comment Charles J. Henry, Chicago Board Options Exchange, Chicago, Ill.
Public Comment Professor James J. Angel, Georgetown University, Washington, D.C.
Public Comment Robert C. Weaver, Jr., attorney, San Diego, Calif.
Public Comment Bill Singer and Vincent P. Liberti, Singer Zamansky LLP, New York, N.Y.
Public Comment Fredric W. Rittereiser, President and CEO, Ashton Technology Group, Columbia, Md.
Public Comment John M. Liftin, Chair, Committee on Federal Regulation of Securities, and Roger D. Blanc, Chair, Subcommittee on Market Regulation of the American Bar Association, Chicago, Ill.
Public Comment Jonathan R. Macey, J. DuPratt White Professor of Law and Director, John M. Olin Program in Law & Economics, Cornell Law School, and Maureen O'Hara, Robert W. Purcell Professor of Finance, Johnson Graduate School of Management, Cornell University, Ithaca, N.Y.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-97
Release Number
34-38672
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