Notice Rule

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

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Title

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

Release Number

34-77054

SEC Issue Date

Feb. 4, 2016

Federal Register Publish Date

Feb. 10, 2016

Document Citation

81 FR 7166

Resources

Notice Rule: SEC Issued Version (pdf 137.98 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-77449

View Received Comments

Last Reviewed or Updated: Feb. 4, 2016

Resources

Notice Rule: SEC Issued Version (pdf 124.94 KB)

Notice Rule: Federal Register Version

34-77054

Details

Public Comments Due

March 2, 2016

File Number

SR-Phlx-2016-10

Rule Type

Notice

Release Number

34-77449

SEC Issue Date

March 25, 2016

Federal Register Publish Date

March 31, 2016

Document Citation

81 FR 18665

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

Public Comments

Resources

Resources

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Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

Public Comments

Notice Rule (34-77054)

Resources

Resources

Details