SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASDAQ OMX PHLX LLC (Phlx)Rulemaking

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

(Release No. 34-77054; File No. SR-Phlx-2016-10)


Mar. 21, 2016 Angela S. Dunn, Associate General Counsel - Nasdaq, Inc., Philadelphia, Pennsylvania

 

 

 

 

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-phlx-2016-10/phlx201610.shtml

Modified: 03/22/2016