Notice Rule

Notice of Filing of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2021-004

Title

Order Granting Approval of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements

Release Number

34-91935

SEC Issue Date

May 19, 2021

Federal Register Publish Date

May 25, 2021

Document Citation

86 FR 28181

Resources

Order Rule: SEC Issued Version (pdf 151.33 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: March 31, 2021

Resources

Notice Rule: SEC Issued Version (pdf 175.76 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 27, 2021

File Number

SR-OCC-2021-004

Rule Type

Notice

Release Number

34-91445

SEC Issue Date

March 31, 2021

Federal Register Publish Date

April 6, 2021

Document Citation

86 FR 17868

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements

Public Comments

Order Rule (34-91935)

Resources

Resources

Details