Notice Rule

Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY

National Securities Exchanges, NYSE MKT (NYSEMKT)

Public Comments

Title

Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY

Release Number

34-75432

SEC Issue Date

July 13, 2015

Federal Register Publish Date

July 17, 2015

Document Citation

80 FR 42597

Resources

Order Rule: SEC Issued Version (pdf 40.25 KB)

Order Rule: Federal Register Version

Rel. No. 34-74677

Rel. No. 34-75004

Title

Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY

Release Number

34-74677

SEC Issue Date

April 8, 2015

Federal Register Publish Date

April 14, 2015

Document Citation

80 FR 20049