Comments on NYSE MKT LLC Rulemaking

Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY

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Date Received
Date Letter Type Commenter Name
Public Comment Martha Redding, Senior Counsel, Assistant Secretary, NYSE
Public Comment Peter D. Selman, Managing Director, Goldman Sachs & Co., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSEMKT-2015-23
Release Number
34-74677
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