Comments on NYSE MKT LLC Rulemaking

Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Martha Redding, Senior Counsel, Assistant Secretary, NYSE
Public Comment Peter D. Selman, Managing Director, Goldman Sachs & Co., New York, New York
File Number
SR-NYSEMKT-2015-23
Release Number
34-74677
How to submit comments