Order Rule

Notice of Filing of Proposed Rule Change Modifying Its Quote Mitigation Plan and Amending Rule 970NY and Rule 970.1NY

National Securities Exchanges, NYSE MKT (NYSEMKT)

Public Comments

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY

Release Number

34-74087

SEC Issue Date

Jan. 16, 2015

Federal Register Publish Date

Jan. 23, 2015

Document Citation

80 FR 3697

Resources

Order Rule: SEC Issued Version (pdf 49.2 KB)

Order Rule: Federal Register Version

Rel. No. 34-75190

Rel. No. 34-73718

Rel. No. 34-73367

View Received Comments

Title

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Rule 970.1NY

Release Number

34-73718

SEC Issue Date

Dec. 2, 2014

Federal Register Publish Date

Dec. 8, 2014

Document Citation

79 FR 72748

Resources

Notice Rule: SEC Issued Version (pdf 8.04 KB)

Notice Rule: Federal Register Version

Rel. No. 34-75190

Rel. No. 34-74087

Rel. No. 34-73367

Title

Notice of Filing of Proposed Rule Change Modifying Its Quote Mitigation Plan and Amending Rule 970NY and Rule 970.1NY

Release Number

34-73367

SEC Issue Date

Oct. 15, 2014

Federal Register Publish Date

Oct. 21, 2014

Document Citation

79 FR 63009

Resources

Notice Rule: SEC Issued Version (pdf 41.61 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-75190

Rel. No. 34-74087

Rel. No. 34-73718

View Received Comments

Title

Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY

Release Number

34-74704

SEC Issue Date

April 10, 2015

Federal Register Publish Date

April 16, 2015

Document Citation

80 FR 20515