Title
Notice for Securities Industry Registration ("U5")
Release Number
34-78755
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 62192
Order Rule
Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA
National Securities Exchanges, NYSE Arca (NYSEARCA)
Title
Order Approving Proposed Rule Changes To Extend the Time Within Which a Member, Member Organization, an ATP Holder, OTP Holder, or OTP Firm Must File a Uniform Termination Notice for Securities Industry Registration ("Form U5")
Release Number
34-80154
SEC Issue Date
Federal Register Publish Date
Document Citation
82 FR 13161
Title
Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA
Release Number
34-78381
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 49286
Title
Notice for Securities Industry Registration ("Form U5") and Any Amendments Thereto
Release Number
34-79645
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 95679
Last Reviewed or Updated: July 21, 2016
Resources
Details
Public Comments Due
File Number
SR-NYSEArca-2016-103
Rule Type
Order
Release Number
34-79055
SEC Issue Date
Federal Register Publish Date
Document Citation
81 FR 70460
Public Comments