Notice Rule

Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings

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Title
Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings
Release Number
34-100460
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 114.59 KB)
Exhibit 5

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold
Release Number
34-100790
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 74.32 KB)

Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requiremen
Overview

Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings

Release Number
34-101257
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 178.05 KB)

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the In
Release Number
34-101968
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 78.57 KB)

Last Reviewed or Updated: Feb. 3, 2025