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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Submit a Comment on SR-NYSE-2023-39

Last Reviewed or Updated: Dec. 11, 2023

Resources

Notice Rule: SEC Issued Version (pdf 155.71 KB)

Exhibit 5

Details

Public Comments Due

Dec. 5, 2023

File Number

SR-NYSE-2023-39

Rule Type

Notice

Release Number

34-98874

SEC Issue Date

Nov. 7, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department

Public Comments

Resources

Details